DFX Intelligence

P••••• O••••• C•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor40 years in industry

P••••• O••••• C•••••••

Advisor at C•• F•••••••• G••••• L••

ATLANTA, GA

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Search this name across graphsid dfx:ria:f1159dd2-96ba-b0ad-da98-874ffcc72db1

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 3:17 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Aug 14, 2000 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C•• F•••••••• G••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jun 6, 1986earliest registration or exam on IAPD
Years in industry: 40derivedfrom the industry start date
Years at current firm: 8derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C•• F•••••••• G••••• L••	Independent wealth	May 4, 2018	n/a	yes	ATLANTA, GA	Current employment
W•••• F•••• A•••••••	Wirehouse	Feb 13, 2009	May 9, 2018	no	ATLANTA, GA\|ATLANTA, GA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
W•••• F•••• A•••••••	C•• F•••••••• G••••• L••	May 9, 2018	May 4, 2018	-5	Firm change	Wirehouse to new firm
U•• F•••••••• S••••••• I•••	W•••• F•••• A•••••••	Mar 4, 2009	Feb 13, 2009

Team moves

••• Locked

Team	Left	Joined	From	Kind
11025:292413:GA:2018-05-09	May 9, 2018	May 4, 2018	ATLANTA, GA	Firm change

Relationships

Registered with (3)

→ C•• F•••••••• G••••• L••Registered adviserregistration: current employment
May 4, 2018 to presentfactForm ADV
→ W•••• F•••• A•••••••Registered adviserregistration: previous registration
Feb 13, 2009 to May 9, 2018factForm ADV
→ U•• F•••••••• S••••••• I•••Registered adviserregistration: previous registration
Aug 14, 2000 to Mar 4, 2009factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:f1159dd2-96ba-b0ad-da98-874ffcc72db1
First observed: Aug 14, 2000
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.