DFX Intelligence

M••••• W•••••• M•••••: advisor on the ria / wealth management graph | DFX Data Factory

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

RIA / WealthAdvisorCertified Financial Planner|Chartered Financial Consultantdual registered (broker-dealer)29 years in industry

M••••• W•••••• M•••••

Advisor at W••••••••• A••••••• P••••••• L••

••• Locked

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:f124e2bf-3a33-7263-3ef8-965520202088

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 12:20 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Aug 26, 2002 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: W••••••••• A••••••• P••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: May 3, 1997earliest registration or exam on IAPD
Years in industry: 29derivedfrom the industry start date
Years at current firm: 14derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
W••••••••• A••••••• P••••••• L••	Bd affiliated wealth	Feb 7, 2018	n/a	yes	WEST CHESTER, PA\|Horsham, PA	Current employment
L•• F•••••••• L••	Bd affiliated wealth	Sep 20, 2012	n/a	yes	HORSHAM, PA	Current employment

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C••••• A•••••• N••••••• L••	L•• F•••••••• L••	Sep 18, 2012	Sep 20, 2012	2	Firm change	Other
P•••••••• S••••••••• I•••	C••••• A•••••• N••••••• L••	Jun 6, 2008	Jun 6, 2008

Relationships

Registered with (5)

→ W••••••••• A••••••• P••••••• L••Registered adviserregistration: current employment
Feb 7, 2018 to presentfactForm ADV
→ L•• F•••••••• L••Registered adviserregistration: current employment
Sep 20, 2012 to presentfactForm ADV
→ C••••• A•••••• N••••••• L••Registered adviserregistration: previous registration
Jun 6, 2008 to Sep 18, 2012factForm ADV
→ P•••••••• S••••••••• I•••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:f124e2bf-3a33-7263-3ef8-965520202088
First observed: Aug 26, 2002
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.