DFX Intelligence

H•••• O• R••••••: advisor on the ria / wealth management graph | DFX Data Factory

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)14 years in industry

H•••• O• R••••••

Advisor at R•••••• J•••• • A••••••••• I•••

Frisco, TX

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:f1275350-d772-3902-cba7-93b13f2d40c9

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 10:45 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Nov 29, 2011 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: R•••••• J•••• • A••••••••• I•••
Current firm class: national broker-dealer RIAderived
Book size: not public••• Locked
Industry start: Nov 26, 2011earliest registration or exam on IAPD
Years in industry: 14derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
R•••••• J•••• • A••••••••• I•••	National bd RIA	Apr 12, 2024	n/a	yes	Frisco, TX	Current employment
J••• M••••• S••••••••• L••	Wirehouse	Jun 25, 2015	Apr 13, 2024	no	IRVING, TX\|DUNCANVILLE, TX\|DUNCANVILLE, TX\|ROCKWALL, TX\|ROCKWALL, TX\|GARLAND, TX\|ROWLETT, TX\|ROCKWALL, TX

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
J••• M••••• S••••••••• L••	R•••••• J•••• • A••••••••• I•••	Apr 13, 2024	Apr 12, 2024	-1	Firm change	Wirehouse to ibd
E•••• S••••••••• L••	J••• M••••• S••••••••• L••	Jun 3, 2015	Jun 25, 2015

Team moves

••• Locked

Team	Left	Joined	From	Kind
79:705:TX:2024-04-13	Apr 13, 2024	Apr 12, 2024	ROCKWALL, TX	Firm change

Relationships

Registered with (4)

→ R•••••• J•••• • A••••••••• I•••Registered adviserregistration: current employment
Apr 12, 2024 to presentfactForm ADV
→ J••• M••••• S••••••••• L••Registered adviserregistration: previous registration
Jun 25, 2015 to Apr 13, 2024factForm ADV
→ E•••• S••••••••• L••Registered adviserregistration: previous registration
Aug 12, 2014 to Jun 3, 2015factForm ADV
→ M•••••• L••••• P•••••• F••••• • S•••• I•••••••••

Dated events

Occurred
Apr 13, 2024
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:f1275350-d772-3902-cba7-93b13f2d40c9
First observed: Nov 29, 2011
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.