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RIA / WealthAdvisordual registered (broker-dealer)24 years in industry

David John Matheson

Advisor at LPL FINANCIAL LLC

Houston, TX | AUSTIN, TX

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Search this name across graphsid dfx:ria:f12ca087-9891-5cb9-81db-aab49cfee761

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 2:34 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Jun 29, 2005 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: LPL FINANCIAL LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jul 29, 2002earliest registration or exam on IAPD
Years in industry: 24derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Exams: S65|S63|S66
First exam: Jul 29, 2002
First registration: Jun 29, 2005
Dual registered: yes, broker-dealer
Other names: DAVE MATHESON
IAPD individual key: 4218597

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
LPL FINANCIAL LLC	Bd affiliated wealth	Jun 22, 2026	n/a	yes	Houston, TX\|AUSTIN, TX	Current employment
CROSSMARK GLOBAL INVESTMENTS, INC.	Mixed wealth	Jul 11, 2025	Jun 8, 2026	no	HOUSTON, TX	Previous registration
INVESCO ADVISERS, INC.	Asset manager	Jan 1, 2010	May 28, 2019	no	ATLANTA, GA	Previous registration
INVESCO AIM PRIVATE ASSET MANAGEMENT, INC.	n/a	Jun 29, 2005	Jan 1, 2010	no	HOUSTON, TX	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
CROSSMARK GLOBAL INVESTMENTS, INC.	LPL FINANCIAL LLC	Jun 8, 2026	Jun 22, 2026	14	Firm change	RIA to ibd
INVESCO ADVISERS, INC.	CROSSMARK GLOBAL INVESTMENTS, INC.	May 28, 2019	Jul 11, 2025	2,236	Firm change after gap	Other
INVESCO AIM PRIVATE ASSET MANAGEMENT, INC.	INVESCO ADVISERS, INC.	Jan 1, 2010	Jan 1, 2010	0	Bulk transfer	Other

Relationships

Registered with (4)

→ LPL FINANCIAL LLCRegistered adviserregistration: current employment
Jun 22, 2026 to presentfactForm ADV
→ CROSSMARK GLOBAL INVESTMENTS, INC.Registered adviserregistration: previous registration
Jul 11, 2025 to Jun 8, 2026factForm ADV
→ INVESCO ADVISERS, INC.Registered adviserregistration: previous registration
Jan 1, 2010 to May 28, 2019factForm ADV
→ INVESCO AIM PRIVATE ASSET MANAGEMENT, INC.Registered adviserregistration: previous registration
Jun 29, 2005 to Jan 1, 2010factForm ADV

Dated events

Occurred
Jun 8, 2026
Advisor changed firm
David John Matheson left Crossmark Global Investments, Inc. for Lpl Financial Llc (registered 2026-06-22)
Form ADVobserved 5 days ago