This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Current firm

ALLWORTH FINANCIAL, L.P.

Current firm class

broker-dealer affiliated wealth managerderived

Book size

not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none

Industry start

Oct 27, 2006earliest registration or exam on IAPD

Years in industry

19derivedfrom the industry start date

Years at current firm

1derivedfrom the current registration's begin date

Prior firms

5

Current registrations

1

Registered states

1

Exams

S66

First exam

Oct 27, 2006

First registration

Oct 31, 2006

Dual registered

yes, broker-dealer

Other names

JESSICA BRIGHT|JESSICA CATHERINE BRIGHT|JESSICA CATHERINE Baumgartner|Jessica Baumgartner

IAPD individual key

5156945

• Occurred

  Oct 22, 2024
  Advisor changed firm

  Jessica Catherine Baumgartner left George Mckelvey Co., Llc for Allworth Financial, L.P. (registered 2024-10-02)

  Form ADVobserved 6 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:f12e2145-2b1e-d344-ab07-8e7bcee1efb8

First observed

Oct 31, 2006

Last observed

Sep 14, 2026 7 days ago

Source families

Federal regulator filings

1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.