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RIA / WealthAdvisordual registered (broker-dealer)13 years in industry

Nick Christopher Stockdale

Advisor at LINDEN THOMAS ADVISORY SERVICES, LLC

CHARLOTTE, NC

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Search this name across graphsid dfx:ria:f14cb622-df27-6eb9-fd4c-71a2e7d2acd6

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 4:16 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 2
On other graphs: 0
Observed: Dec 2, 2019 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: LINDEN THOMAS ADVISORY SERVICES, LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Oct 19, 2012earliest registration or exam on IAPD
Years in industry: 13derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Exams: S66|S63
First exam: Oct 19, 2012
First registration: Dec 2, 2019
Dual registered: yes, broker-dealer
Other names: CHRISTOPHER STOCKDALE
IAPD individual key: 5733846

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
LINDEN THOMAS ADVISORY SERVICES, LLC	Independent wealth	Jun 13, 2025	n/a	yes	CHARLOTTE, NC	Current employment
FORTHRIGHT CAPITAL	Independent wealth	Apr 15, 2025	Jun 2, 2025	no	Charlotte, NC\|LAS VEGAS, NV	Previous registration
LINDEN THOMAS ADVISORY SERVICES, LLC	Independent wealth	Feb 25, 2022	Feb 1, 2024	no	CHARLOTTE, NC	Previous registration
VANGUARD ADVISERS, INC.	Bd affiliated wealth	Dec 2, 2019	Aug 27, 2021	no	CHARLOTTE, NC	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
FORTHRIGHT CAPITAL	LINDEN THOMAS ADVISORY SERVICES, LLC	Jun 2, 2025	Jun 13, 2025	11	Firm change	RIA to RIA
LINDEN THOMAS ADVISORY SERVICES, LLC	FORTHRIGHT CAPITAL	Feb 1, 2024	Apr 15, 2025	439	Firm change after gap	RIA to RIA
VANGUARD ADVISERS, INC.	LINDEN THOMAS ADVISORY SERVICES, LLC	Aug 27, 2021	Feb 25, 2022	182	Firm change	Ibd to RIA

Relationships

Registered with (3)

→ LINDEN THOMAS ADVISORY SERVICES, LLCRegistered adviserregistration: previous registration
Feb 25, 2022 to Feb 1, 2024factForm ADV
→ FORTHRIGHT CAPITALRegistered adviserregistration: previous registration
Apr 15, 2025 to Jun 2, 2025factForm ADV
→ VANGUARD ADVISERS, INC.Registered adviserregistration: previous registration
Dec 2, 2019 to Aug 27, 2021factForm ADV

Dated events

Occurred
Jun 2, 2025
Advisor changed firm
Nick Christopher Stockdale left Forthright Capital for Linden Thomas Advisory Services, Llc (registered 2025-06-13)
Form ADVobserved 4 days ago
Occurred
Feb 1, 2024
Advisor changed firm
Nick Christopher Stockdale left Linden Thomas Advisory Services, Llc for Forthright Capital (registered 2025-04-15)
Form ADVobserved 4 days ago