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RIA / WealthAdvisor20 years in industry

Nathaniel Paul Barton

Advisor at SIMPLICITY WEALTH

Phoenix, AZ | SUMMIT, NJ

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 9:31 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Dec 3, 2013 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: SIMPLICITY WEALTH
Current firm class: mixed wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jul 14, 2006earliest registration or exam on IAPD
Years in industry: 20derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 3
Exams: S65|S63
First exam: Jul 14, 2006
First registration: Dec 3, 2013
Dual registered: no
IAPD individual key: 4737250

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
SIMPLICITY WEALTH	Mixed wealth	Aug 20, 2021	n/a	yes	SUMMIT, NJ\|Phoenix, AZ	Current employment
BROWNSTONE FINANCIAL GROUP LLC	State registered	Sep 26, 2025	Dec 11, 2025	no	Phoenix, AZ\|LONDONDERRY, NH	Previous registration
BROOKSTONE CAPITAL MANAGEMENT LLC	Independent wealth	Jun 7, 2017	Oct 2, 2017	no	Scottsdale, AZ\|WHEATON, IL	Previous registration
TRANSAMERICA FINANCIAL ADVISORS, LLC	Bd affiliated wealth	Dec 21, 2015	Jul 11, 2016	no	SCOTTSDALE, AZ\|Alpharetta, GA\|Mesa, AZ	Previous registration
VALIC FINANCIAL ADVISORS, INC.	Bd affiliated wealth	Dec 3, 2013	Aug 28, 2014	no	LAKEWOOD, CO	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
BROWNSTONE FINANCIAL GROUP LLC	n/a	Dec 11, 2025	n/a	n/a	Departure no registered destination	Departure
BROOKSTONE CAPITAL MANAGEMENT LLC	SIMPLICITY WEALTH	Oct 2, 2017	Aug 20, 2021	1,418	Firm change after gap	Other
TRANSAMERICA FINANCIAL ADVISORS, LLC	BROOKSTONE CAPITAL MANAGEMENT LLC	Jul 11, 2016	Jun 7, 2017	331	Firm change	Other
VALIC FINANCIAL ADVISORS, INC.	TRANSAMERICA FINANCIAL ADVISORS, LLC	Aug 28, 2014	Dec 21, 2015	480	Firm change after gap	Other

Relationships

Registered with (5)

→ SIMPLICITY WEALTHRegistered adviserregistration: current employment
Aug 20, 2021 to presentfactForm ADV
→ BROWNSTONE FINANCIAL GROUP LLCRegistered adviserregistration: previous registration
Sep 26, 2025 to Dec 11, 2025factForm ADV
→ BROOKSTONE CAPITAL MANAGEMENT LLCRegistered adviserregistration: previous registration
Jun 7, 2017 to Oct 2, 2017factForm ADV
→ TRANSAMERICA FINANCIAL ADVISORS, LLCRegistered adviserregistration: previous registration
Dec 21, 2015 to Jul 11, 2016factForm ADV
→ VALIC FINANCIAL ADVISORS, INC.Registered adviserregistration: previous registration
Dec 3, 2013 to Aug 28, 2014factForm ADV

Dated events

Occurred
Dec 11, 2025
Advisor departed, no destination yet
Nathaniel Paul Barton no longer registered at Brownstone Financial Group Llc; no later IA registration on IAPD
Form ADVobserved 5 days ago