K••• X• T••

Advisor at G•••••• F•••••••• R••••••••• A•••••••

G••••••, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:f1710c05-edf8-6c12-8707-555ce563e94b

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 12:30 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Mar 1, 2005 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: G•••••• F•••••••• R••••••••• A•••••••
Current firm class: state registeredderived
Book size: not public••• Locked
Industry start: Dec 16, 2003earliest registration or exam on IAPD
Years in industry: 22derivedfrom the industry start date
Years at current firm: 14derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
G•••••• F•••••••• R••••••••• A•••••••	State registered	Mar 8, 2012	n/a	yes	G••••••, CA	Current employment
C•••• I••••••••• S••••••• C••••	Former SEC adviser	Aug 17, 2009	Nov 8, 2011	no	NORTH HILLS, CA\|SUN VALLEY, CA\|SUN VALLEY, CA\|SYLMAR, CA\|NORTH HOLLYWOOD, CA\|TORRANCE, CA\|NORTH HOLLYWOOD, CA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C•••• I••••••••• S••••••• C••••	G•••••• F•••••••• R••••••••• A•••••••	Nov 8, 2011	Mar 8, 2012	121	Firm change	Other
F•••••••• W••• G••••	C•••• I••••••••• S••••••• C••••	Aug 4, 2009	Aug 17, 2009

Relationships

Registered with (4)

→ G•••••• F•••••••• R••••••••• A•••••••Registered adviserregistration: current employment
Mar 8, 2012 to presentfactForm ADV
→ C•••• I••••••••• S••••••• C••••Registered adviserregistration: previous registration
Aug 17, 2009 to Nov 8, 2011factForm ADV
→ F•••••••• W••• G••••Registered adviserregistration: previous registration
Dec 11, 2008 to Aug 4, 2009factForm ADV
→ F•• S••••••••• C•••••••••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:f1710c05-edf8-6c12-8707-555ce563e94b
First observed: Mar 1, 2005
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.