DFX Intelligence

Data Factory

B•••••• M•••••• R•••••: advisor on the ria / wealth management graph | DFX Data Factory

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)19 years in industry

B•••••• M•••••• R•••••

Advisor at P•••• C•••••• F••••••••

OVERLAND PARK, KS | Salisbury, NC

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:f1740b53-39bc-ed1b-07b0-b0b9b2330d02

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 8:19 AM UTC and rebuilt at most every 15 minutes.

Relationships: 8
Dated events: 1
On other graphs: 0
Observed: Nov 3, 2006 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: P•••• C•••••• F••••••••
Current firm class: mixed wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Nov 2, 2006earliest registration or exam on IAPD
Years in industry: 19derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
P•••• C•••••• F••••••••	Mixed wealth	Jan 12, 2026	n/a	yes	Salisbury, NC\|OVERLAND PARK, KS	Current employment
U••••• P•••••••• F•••••••• S••••••• O• A•••••• A• L•••••• P••••••	Independent wealth	Jan 5, 2026	Jan 28, 2026	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
U••••• P•••••••• F•••••••• S••••••• O• A•••••• A• L•••••• P••••••	P•••• C•••••• F••••••••	Jan 28, 2026	Jan 12, 2026	-16	Firm change	RIA to RIA
C•••••••• I••••••••• R••••••• A•••••••• I•••	U••••• P•••••••• F•••••••• S••••••• O• A•••••• A• L•••••• P••••••

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
20804:288712:NC:2026-01-28	Jan 28, 2026	Jan 12, 2026	CHINA GROVE, NC	Firm change
134139:20804:NC:2019-11-06	Nov 6, 2019	Nov 6, 2019	SALISBURY, NC	Firm change

Relationships

Registered with (7)

→ P•••• C•••••• F••••••••Registered adviserregistration: current employment
Jan 12, 2026 to presentfactForm ADV
→ U••••• P•••••••• F•••••••• S••••••• O• A•••••• A• L•••••• P••••••Registered adviserregistration: previous registration
Jan 5, 2026 to Jan 28, 2026factForm ADV
→ C•••••••• I••••••••• R••••••• A•••••••• I•••Registered adviserregistration: previous registration
Mar 15, 2017 to Nov 6, 2019factForm ADV
→ L•• F•••••••• L••

Dated events

Occurred
Jan 28, 2026
Advisor changed firm
B•••••• M•••••• R••••• left U••••• P•••••••• F•••••••• S••••••• O• A•••••• A• L•••••• P•••••• for P•••• C•••••• F•••••••• (registered 2026-01-12)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:f1740b53-39bc-ed1b-07b0-b0b9b2330d02
First observed: Nov 3, 2006
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.