DFX Intelligence

G••••• A•••••• P•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor15 years in industry

G••••• A•••••• P•••••••

Advisor at A•••• W••••• M••••••••• L••

BROOKFIELD, WI

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Search this name across graphsid dfx:ria:f175bf98-ba4a-f5a9-508f-4e61a37398a4

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 10:45 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Apr 22, 2014 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: A•••• W••••• M••••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Sep 19, 2011earliest registration or exam on IAPD
Years in industry: 15derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
A•••• W••••• M••••••••• L••	Independent wealth	Apr 30, 2026	n/a	yes	BROOKFIELD, WI	Current employment
M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	Wirehouse	Jul 5, 2019	Mar 1, 2022	no	LOS ANGELES, CA\|NEW YORK, NY\|WESTLAKE VILLAGE, CA\|BOSTON, MA\|MADISON, WI\|OAK BROOK, IL

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	A•••• W••••• M••••••••• L••	Mar 1, 2022	Apr 30, 2026	1,521	Firm change after gap	Wirehouse to RIA
J••• M••••• S••••••••• L••	M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	Jun 18, 2019

Team moves

••• Locked

Team	Left	Joined	From	Kind
79:7691:CA:2019-06-04	Jun 18, 2019	Jul 5, 2019	LOS ANGELES, CA	Firm change

Relationships

Registered with (4)

→ A•••• W••••• M••••••••• L••Registered adviserregistration: current employment
Apr 30, 2026 to presentfactForm ADV
→ M•••••• L••••• P•••••• F••••• • S•••• I•••••••••Registered adviserregistration: previous registration
Jul 5, 2019 to Mar 1, 2022factForm ADV
→ J••• M••••• S••••••••• L••Registered adviserregistration: previous registration
Feb 2, 2016 to Jun 18, 2019factForm ADV
→ U•• F•••••••• S••••••• I•••

Dated events

Occurred
Mar 1, 2022
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:f175bf98-ba4a-f5a9-508f-4e61a37398a4
First observed: Apr 22, 2014
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.