DFX Intelligence

G•••••• D••• E•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)27 years in industry

G•••••• D••• E•••••

Advisor at I•• W••••• M••••••••• L••

Freeport, IL

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Search this name across graphsid dfx:ria:f17ead41-1426-73c1-3466-b160c305512f

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 10:54 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Apr 2, 2002 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: I•• W••••• M••••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Jul 9, 1999earliest registration or exam on IAPD
Years in industry: 27derivedfrom the industry start date
Years at current firm: 8derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
I•• W••••• M••••••••• L••	Bd affiliated wealth	Dec 19, 2017	n/a	yes	Freeport, IL	Current employment
J••• M••••• S••••••••• L••	Wirehouse	Apr 22, 2013	Dec 21, 2017	no	ROCKFORD, IL\|ROCKFORD, IL\|ROCKFORD, IL\|LOVES PARK, IL

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
J••• M••••• S••••••••• L••	I•• W••••• M••••••••• L••	Dec 21, 2017	Dec 19, 2017	-2	Firm change	Other
A••••••••• I••••••••• S•••••••• I•••	J••• M••••• S••••••••• L••	Apr 9, 2013	Apr 22, 2013

Relationships

Registered with (5)

→ I•• W••••• M••••••••• L••Registered adviserregistration: current employment
Dec 19, 2017 to presentfactForm ADV
→ J••• M••••• S••••••••• L••Registered adviserregistration: previous registration
Apr 22, 2013 to Dec 21, 2017factForm ADV
→ A••••••••• I••••••••• S•••••••• I•••Registered adviserregistration: previous registration
May 5, 2010 to Apr 9, 2013factForm ADV
→ U••• B•••••• I••••••••• I•••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:f17ead41-1426-73c1-3466-b160c305512f
First observed: Apr 2, 2002
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.