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J•••• A••• M•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)23 years in industry

J•••• A••• M•••••

Advisor at P•• A•••••••

TUCSON, AZ | Tucson, AZ

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:f18075e1-6f5d-bd2f-681a-476f52055cb5

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 10:59 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: May 14, 2013 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: P•• A•••••••
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jan 16, 2003earliest registration or exam on IAPD
Years in industry: 23derivedfrom the industry start date
Years at current firm: 11derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
P•• A•••••••	Independent wealth	Apr 24, 2015	n/a	yes	TUCSON, AZ\|TUCSON, AZ\|Tucson, AZ\|Tucson, AZ\|Tucson, AZ\|Tucson, AZ	Current employment
L•• F•••••••• L••	Bd affiliated wealth	May 14, 2013	Oct 11, 2017	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
L•• F•••••••• L••	P•• A•••••••	Oct 11, 2017	Apr 24, 2015	-901	Firm change after gap	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
6413:173344:AZ:2017-10-11	Oct 11, 2017	Apr 24, 2015	TUCSON, AZ	Firm change after gap

Relationships

Registered with (2)

→ P•• A•••••••Registered adviserregistration: current employment
Apr 24, 2015 to presentfactForm ADV
→ L•• F•••••••• L••Registered adviserregistration: previous registration
May 14, 2013 to Oct 11, 2017factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:f18075e1-6f5d-bd2f-681a-476f52055cb5
First observed: May 14, 2013
Last observed: Sep 15, 2026 6 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.