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RIA / WealthAdvisor14 years in industry

ROMAN INOCHOVSKY

Advisor at CALTON & ASSOCIATES, INC.

TAMPA, FL | Maitland, FL

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Search this name across graphsid dfx:ria:f18104cd-fb82-e406-d82c-f5d1e050d4e1

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 9:00 PM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 2
On other graphs: 0
Observed: Jan 18, 2012 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: CALTON & ASSOCIATES, INC.
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jan 14, 2012earliest registration or exam on IAPD
Years in industry: 14derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 6
Current registrations: 1
Registered states: 1
Exams: S66
First exam: Jan 14, 2012
First registration: Jan 18, 2012
Dual registered: no
IAPD individual key: 5921847

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
CALTON & ASSOCIATES, INC.	Independent wealth	Jan 2, 2025	n/a	yes	Maitland, FL\|TAMPA, FL	Current employment
HORNOR, TOWNSEND & KENT, LLC	Independent wealth	May 3, 2023	Dec 18, 2024	no	Maitland, FL\|Conshohocken, PA	Previous registration
MODERN CAPITAL ADVISORS, LLC	Independent wealth	Jun 29, 2022	May 22, 2023	no	RALEIGH, NC	Previous registration
INNOVATION PARTNERS LLC	Independent wealth	May 25, 2018	Apr 1, 2021	no	Orlando, FL\|CHARLOTTE, NC\|CHARLOTTE, NC	Previous registration
REGAL INVESTMENT ADVISORS LLC	Bd affiliated wealth	Jan 27, 2015	Apr 26, 2018	no	ORLANDO, FL\|KENTWOOD, MI	Previous registration
BRIGHT OWL INVESTMENT ADVISORS	Former SEC adviser	Sep 26, 2014	Dec 31, 2014	no	ORLANDO, FL\|KENTWOOD, MI	Previous registration
BB&T INVESTMENT SERVICES, INC.	Former SEC adviser	Jan 18, 2012	Jan 18, 2013	no	CHARLOTTE, NC\|ORLANDO, FL	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
HORNOR, TOWNSEND & KENT, LLC	CALTON & ASSOCIATES, INC.	Dec 18, 2024	Jan 2, 2025	15	Firm change	Ibd to RIA
MODERN CAPITAL ADVISORS, LLC	HORNOR, TOWNSEND & KENT, LLC	May 22, 2023	May 3, 2023	-19	Firm change	RIA to ibd
INNOVATION PARTNERS LLC	MODERN CAPITAL ADVISORS, LLC	Apr 1, 2021	Jun 29, 2022	454	Firm change after gap	Ibd to RIA
REGAL INVESTMENT ADVISORS LLC	INNOVATION PARTNERS LLC	Apr 26, 2018	May 25, 2018	29	Firm change	Ibd to ibd
BRIGHT OWL INVESTMENT ADVISORS	REGAL INVESTMENT ADVISORS LLC	Dec 31, 2014	Jan 27, 2015	27	Firm change	Other
BB&T INVESTMENT SERVICES, INC.	BRIGHT OWL INVESTMENT ADVISORS	Jan 18, 2013	Sep 26, 2014	616	Firm change after gap	Other

Relationships

Registered with (7)

→ CALTON & ASSOCIATES, INC.Registered adviserregistration: current employment
Jan 2, 2025 to presentfactForm ADV
→ HORNOR, TOWNSEND & KENT, LLCRegistered adviserregistration: previous registration
May 3, 2023 to Dec 18, 2024factForm ADV
→ MODERN CAPITAL ADVISORS, LLCRegistered adviserregistration: previous registration
Jun 29, 2022 to May 22, 2023factForm ADV
→ INNOVATION PARTNERS LLCRegistered adviserregistration: previous registration
May 25, 2018 to Apr 1, 2021factForm ADV
→ REGAL INVESTMENT ADVISORS LLCRegistered adviserregistration: previous registration
Jan 27, 2015 to Apr 26, 2018factForm ADV
→ BRIGHT OWL INVESTMENT ADVISORSRegistered adviserregistration: previous registration
Sep 26, 2014 to Dec 31, 2014factForm ADV
→ BB&T INVESTMENT SERVICES, INC.Registered adviserregistration: previous registration
Jan 18, 2012 to Jan 18, 2013factForm ADV

Dated events

Occurred
Dec 18, 2024
Advisor changed firm
Roman Inochovsky left Hornor, Townsend & Kent, Llc for Calton & Associates, Inc. (registered 2025-01-02)
Form ADVobserved 4 days ago
Occurred
May 22, 2023
Advisor changed firm
Roman Inochovsky left Modern Capital Advisors, Llc for Hornor, Townsend & Kent, Llc (registered 2023-05-03)
Form ADVobserved 4 days ago