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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 10b 100b

IBBOTSON ASSOCIATES, INC.

CRD 111057

CHICAGO, IL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:f1828982-198b-eaa3-8003-f90e3afa74aa

Data as of Mar 26, 2015 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 4:33 PM UTC and rebuilt at most every 15 minutes.

Relationships: 9
Dated events: 1
On other graphs: 0
Observed: Apr 2, 2012 to Mar 26, 2015
9 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $38BItem 5.F on the latest filing (2015-03-26); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $38B
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 32
Advisory employees: 20
Accounts: 861,845
SEC number: 801-57505
CRD: 111057
Filings on the tape: 9
First filed: Apr 2, 2012
Latest filed: Mar 26, 2015
Organised: Corporation, Illinois

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
BARDELL, RITA, KAY	CHIEF COMPLIANCE OFFICER	Na	yes	03/2014	Mar 28, 2014	Mar 26, 2015
MANSUETO, JOSEPH, DANIEL	Shareholder	D	yes	04/1984	Apr 2, 2012	Mar 26, 2015
MORNINGSTAR, INC.	Shareholder	E	yes	03/2006	Apr 2, 2012	Mar 26, 2015
NEEDHAM, DANIEL	President	Na	yes	02/2015	Mar 26, 2015	Mar 26, 2015
RADGOWSKI, MATTHEW, JOSEPH	MANAGING DIRECTOR	Na	yes	07/2014	Mar 26, 2015	Mar 26, 2015
WENTSEL, SCOTT, ALLEN	VICE PRESIDENT	Na	yes	04/2005	Apr 2, 2012	Mar 26, 2015

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
MORNINGSTAR ASSOCIATES, LLC	n/a	Mixed wealth	$88B	N	yes	n/a
MORNINGSTAR INVESTMENT SERVICES, INC	n/a	Former SEC adviser	$0	N	yes	n/a
IBBOTSON ASSOCIATES AUSTRALIA LIMITED	n/a	n/a	n/a	N	yes	n/a
IBBOTSON ASSOCIATES JAPAN K K	n/a	n/a	n/a	Y	yes	n/a
MORNINGSTAR ASSOCIATES KOREA CO., LTD.	n/a	n/a	n/a	N	yes	n/a
MORNINGSTAR ASSOCIATES, INC.	n/a	n/a	n/a	N	yes	n/a
MORNINGSTAR INVESTMENT ADVISER INDIA PRIVATE LTD	n/a	n/a	n/a	N	yes	n/a
MORNINGSTAR INVESTMENT CONSULTING FRANCE SAS	n/a	n/a	n/a	N	yes	n/a
MORNINGSTAR INVESTMENT MANAGEMENT ASIA LTD	n/a	n/a	n/a	N	yes	n/a
MORNINGSTAR INVESTMENT MANAGEMENT EUROPE LTD	n/a	n/a	n/a	N	yes	n/a
MORNINGSTAR INVESTMENT MANAGEMENT SOUTH AFRICA (PTY) LTD	n/a	n/a	n/a	N	yes	n/a

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
n/a	n/a	n/a	n/a	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2014	Mar 26, 2015	$38B	$38B	32	20	n/a	n/a	n/a
2013	Mar 28, 2014	$36B	$36B	31	21	n/a	n/a	n/a
2012	Mar 28, 2013	$26B	$26B	43	18	n/a	n/a	n/a
2011	Apr 2, 2012	$24B	$24B	n/a	n/a	n/a	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2014	$38B	$36B	6.4%	$24B	16.0%	32	31	n/a	n/a

Relationships

Affiliated with (2)

→ MORNINGSTAR INVESTMENT MANAGEMENT LLCRegistered adviserother investment adviser, common control
factForm ADV
→ MORNINGSTAR INVESTMENT SERVICES LLCRegistered adviserother investment adviser, broker-dealer, common control
factForm ADV

Controls (6)

← WENTSEL, SCOTT, ALLENOwnerVICE PRESIDENT, ownership code NA, individual
Apr 2, 2012 to presentfactForm ADV
← RADGOWSKI, MATTHEW, JOSEPHOwnerMANAGING DIRECTOR, ownership code NA, individual
Mar 26, 2015 to presentfactForm ADV
← MANSUETO, JOSEPH, DANIELOwnerSHAREHOLDER, ownership code D, individual
Apr 2, 2012 to presentfactForm ADV
← BARDELL, RITA, KAYOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Mar 28, 2014 to presentfactForm ADV
← NEEDHAM, DANIELOwnerPRESIDENT, ownership code NA, individual
Mar 26, 2015 to presentfactForm ADV
← MORNINGSTAR, INC.OwnerSHAREHOLDER, ownership code E, domestic entity
Apr 2, 2012 to presentfactForm ADV

Registered with (1)

← MICHAEL EDWARD ANNINAdvisorregistration: previous registration
Apr 10, 2001 to Aug 9, 2007factForm ADV

Dated events

Occurred
Apr 2, 2012
Succession filed (Item 4)
Ibbotson Associates, Inc. reported succeeding to the business of Another Adviser (Form ADV Item 4)
Form ADVobserved 5 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:f1828982-198b-eaa3-8003-f90e3afa74aa
First observed: Apr 2, 2012
Last observed: Mar 26, 2015 139 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

IBBOTSON ASSOCIATES, INC.

CRD 111057

CHICAGO, IL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:f1828982-198b-eaa3-8003-f90e3afa74aa

Data as of Mar 26, 2015 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 4:33 PM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

BARDELL, RITA, KAY

CHIEF COMPLIANCE OFFICER

yes

03/2014

Mar 28, 2014

Mar 26, 2015

MANSUETO, JOSEPH, DANIEL

Shareholder

yes

04/1984

Apr 2, 2012

Mar 26, 2015

MORNINGSTAR, INC.

Shareholder

yes

03/2006

Apr 2, 2012

Mar 26, 2015

NEEDHAM, DANIEL

President

yes

02/2015

Mar 26, 2015

RADGOWSKI, MATTHEW, JOSEPH

MANAGING DIRECTOR

yes

07/2014

Mar 26, 2015

WENTSEL, SCOTT, ALLEN

VICE PRESIDENT

yes

04/2005

Apr 2, 2012

Mar 26, 2015

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

MORNINGSTAR ASSOCIATES, LLC

n/a

Mixed wealth

$88B

yes

n/a

MORNINGSTAR INVESTMENT SERVICES, INC

n/a

Former SEC adviser

yes

n/a

IBBOTSON ASSOCIATES AUSTRALIA LIMITED

n/a

yes

n/a

IBBOTSON ASSOCIATES JAPAN K K

n/a

yes

n/a

MORNINGSTAR ASSOCIATES KOREA CO., LTD.

n/a

yes

n/a

MORNINGSTAR ASSOCIATES, INC.

n/a

yes

n/a

MORNINGSTAR INVESTMENT ADVISER INDIA PRIVATE LTD

n/a

yes

n/a

MORNINGSTAR INVESTMENT CONSULTING FRANCE SAS

n/a

yes

n/a

MORNINGSTAR INVESTMENT MANAGEMENT ASIA LTD

n/a

yes

n/a

MORNINGSTAR INVESTMENT MANAGEMENT EUROPE LTD

n/a

yes

n/a

MORNINGSTAR INVESTMENT MANAGEMENT SOUTH AFRICA (PTY) LTD

n/a

yes

n/a

City

State

Country

Employees

Also broker-dealer

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2014

Mar 26, 2015

$38B

n/a

2013

Mar 28, 2014

$36B

n/a

2012

Mar 28, 2013

$26B

n/a

2011

Apr 2, 2012

$24B

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2014

$38B

$36B

6.4%

$24B

16.0%

n/a