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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)28 years in industry

LEONARD TODD JOHNSON

Advisor at AMERIPRISE FINANCIAL SERVICES, LLC

Elmhurst, IL | Oakbrook Terrace, IL

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Search this name across graphsid dfx:ria:f1923b26-ec90-2707-381a-9fcf4c9021df

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 1:14 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Dec 21, 2000 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: AMERIPRISE FINANCIAL SERVICES, LLC
Current firm class: national broker-dealer RIAderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Feb 24, 1998earliest registration or exam on IAPD
Years in industry: 28derivedfrom the industry start date
Years at current firm: 9derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 2
Designations: Certified Financial Planner
Exams: S66|S63
First exam: Feb 24, 1998
First registration: Dec 21, 2000
Dual registered: yes, broker-dealer
Other names: TJ JOHNSON
IAPD individual key: 2963840

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
AMERIPRISE FINANCIAL SERVICES, LLC	National bd RIA	Aug 30, 2017	n/a	yes	Oakbrook Terrace, IL\|Elmhurst, IL	Current employment
SAGEPOINT FINANCIAL, INC.	Former SEC adviser	Mar 26, 2015	Sep 1, 2017	no	CHICAGO, IL\|CHICAGO, IL\|NOKOMIS, FL	Previous registration
NEW ENGLAND SECURITIES CORPORATION	Former SEC adviser	Jan 29, 2010	Dec 22, 2014	no	CHICAGO, IL\|CHICAGO, IL\|CHICAGO, IL	Previous registration
AMERIPRISE FINANCIAL SERVICES, LLC	National bd RIA	Dec 21, 2000	Jan 22, 2010	no	CHICAGO, IL\|CHICAGO, IL\|BARRINGTON, IL\|CHICAGO, IL\|CHICAGO, IL	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
SAGEPOINT FINANCIAL, INC.	AMERIPRISE FINANCIAL SERVICES, LLC	Sep 1, 2017	Aug 30, 2017	-2	Firm change	Other
NEW ENGLAND SECURITIES CORPORATION	SAGEPOINT FINANCIAL, INC.	Dec 22, 2014	Mar 26, 2015	94	Firm change	Other
AMERIPRISE FINANCIAL SERVICES, LLC	NEW ENGLAND SECURITIES CORPORATION	Jan 22, 2010	Jan 29, 2010	7	Firm change	Other

Relationships

Registered with (3)

→ AMERIPRISE FINANCIAL SERVICES, LLCRegistered adviserregistration: previous registration
Dec 21, 2000 to Jan 22, 2010factForm ADV
→ SAGEPOINT FINANCIAL, INC.Registered adviserregistration: previous registration
Mar 26, 2015 to Sep 1, 2017factForm ADV
→ NEW ENGLAND SECURITIES CORPORATIONRegistered adviserregistration: previous registration
Jan 29, 2010 to Dec 22, 2014factForm ADV

Dated events

No dated event names this entity yet.