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Advisor at RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
Ridgewood, NJ
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC | Bd affiliated wealth | Oct 22, 2021 | n/a | yes | Ridgewood, NJ | Current employment |
| MORGAN STANLEY | Wirehouse | Dec 9, 2011 | Nov 16, 2021 | no | Paramus, NJ | Previous registration |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Jul 5, 2007 | Dec 13, 2011 | no | WEST PALM BEACH, FL|PARAMUS, NJ|PARAMUS, NJ | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| MORGAN STANLEY | RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC | Nov 16, 2021 | Oct 22, 2021 | -25 | Firm change | Wirehouse to ibd |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | MORGAN STANLEY | Dec 13, 2011 | Dec 9, 2011 | -4 | Firm change | Wirehouse to wirehouse |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 149777:149018:NJ:2021-11-16 | Nov 16, 2021 | Oct 22, 2021 | PARAMUS, NJ | Firm change |