DFX Intelligence

M••• A•••••••• T•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner34 years in industry

M••• A•••••••• T•••••

Advisor at M••••• A•••••••• L••

OMAHA, NE | San Clemente, CA

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Search this name across graphsid dfx:ria:f1989434-96b9-a5c4-c8bc-3fd553866500

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 12:49 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 2
On other graphs: 0
Observed: May 14, 2004 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: M••••• A•••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Jun 22, 1992earliest registration or exam on IAPD
Years in industry: 34derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
M••••• A•••••••• L••	Bd affiliated wealth	Nov 21, 2022	n/a	yes	San Clemente, CA\|OMAHA, NE	Current employment
W••••••• T••••• F••••••••• I•••	n/a	Aug 2, 2024	Aug 19, 2024	no	SAN CLEMENTE, CA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
W••••••• T••••• F••••••••• I•••	n/a	Aug 19, 2024	n/a	n/a	Departure no registered destination	Departure
S••••••••• A•••••• A•••••••• I•••	M••••• A•••••••• L••	Nov 18, 2022	Nov 21, 2022	3

Relationships

Registered with (4)

→ M••••• A•••••••• L••Registered adviserregistration: current employment
Nov 21, 2022 to presentfactForm ADV
→ W••••••• T••••• F••••••••• I•••Registered adviserregistration: previous registration
Aug 2, 2024 to Aug 19, 2024factForm ADV
→ S••••••••• A•••••• A•••••••• I•••Registered adviserregistration: previous registration
Nov 22, 2004 to Nov 18, 2022factForm ADV
→ W••••••• T••••• A•••• M••••••••• I•••Registered adviserregistration: previous registration

Dated events

Occurred
Aug 19, 2024
Advisor departed, no destination yet
••• Locked
Form ADVobserved 8 days ago
Occurred
Nov 18, 2022
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:f1989434-96b9-a5c4-c8bc-3fd553866500
First observed: May 14, 2004
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.