DFX Intelligence

J•••••• M• S••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner19 years in industry

J•••••• M• S••••••

Advisor at L•••• W••••• P••••••• L••

Wake Forest, NC

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Search this name across graphsid dfx:ria:f19dd2b4-a17b-c668-c3fd-1aee6211d120

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 12:18 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Feb 2, 2009 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: L•••• W••••• P••••••• L••
Current firm class: state registeredderived
Book size: not public••• Locked
Industry start: Nov 16, 2006earliest registration or exam on IAPD
Years in industry: 19derivedfrom the industry start date
Years at current firm: 7derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
L•••• W••••• P••••••• L••	State registered	Aug 13, 2019	n/a	yes	Wake Forest, NC	Current employment
A••••• A•• P••••••• S•••••••	Bd affiliated wealth	Sep 22, 2015	May 23, 2019	no	Durham, NC	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
A••••• A•• P••••••• S•••••••	L•••• W••••• P••••••• L••	May 23, 2019	Aug 13, 2019	82	Firm change	Ibd to state RIA
M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	A••••• A•• P••••••• S•••••••	Sep 14, 2015	Sep 22, 2015

Relationships

Registered with (4)

→ L•••• W••••• P••••••• L••Registered adviserregistration: current employment
Aug 13, 2019 to presentfactForm ADV
→ A••••• A•• P••••••• S•••••••Registered adviserregistration: previous registration
Sep 22, 2015 to May 23, 2019factForm ADV
→ M•••••• L••••• P•••••• F••••• • S•••• I•••••••••Registered adviserregistration: previous registration
Oct 25, 2011 to Sep 14, 2015factForm ADV
→ E•••••• C•••••• M••••••••• L••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:f19dd2b4-a17b-c668-c3fd-1aee6211d120
First observed: Feb 2, 2009
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.