This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Current firm

AMERIPRISE FINANCIAL SERVICES, LLC

Current firm class

national broker-dealer RIAderived

Book size

not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none

Industry start

Feb 3, 1999earliest registration or exam on IAPD

Years in industry

27derivedfrom the industry start date

Years at current firm

2derivedfrom the current registration's begin date

Prior firms

2

Current registrations

1

Registered states

2

Exams

S63|S65

First exam

Feb 3, 1999

First registration

Feb 21, 2003

Dual registered

yes, broker-dealer

Other names

TIMOTHY VASSY|TIMOTHY KINDRED VASSY|Timothy K Vassy|Timothy Kindred Vassy|Tim Vassy|Tim K Vassy|Tim Kindred Vassy

IAPD individual key

3152950

• Occurred

  May 22, 2024
  Advisor changed firm

  Timothy Kindred Vassy left Synovus Securities, Inc. for Creative Financial Group Ltd (registered 2003-04-21)

  Form ADVobserved 6 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:f1afdf89-26a3-a5c7-6eb2-aa804327d5ce

First observed

Feb 21, 2003

Last observed

Sep 15, 2026 6 days ago

Source families

Federal regulator filings

1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.