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Advisor at RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
LARGO, FL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC | Bd affiliated wealth | Mar 10, 2016 | n/a | yes | LARGO, FL | Current employment |
| LPL FINANCIAL LLC | Bd affiliated wealth | Mar 30, 2010 | Feb 22, 2016 | no | LARGO, FL | Previous registration |
| GUNNALLEN FINANCIAL, INC | n/a | Feb 25, 2009 | Mar 29, 2010 | no | TAMPA, FL|TAMPA, FL|TAMPA, FL | Previous registration |
| MORGAN STANLEY & CO. LLC | n/a | Apr 2, 2007 | Feb 17, 2009 | no | CLEARWATER, FL | Previous registration |
| MORGAN STANLEY DW INC. | n/a | Jun 30, 1999 | Apr 2, 2007 | no | CLEARWATER, FL|PALM HARBOR, FL|CLEARWATER, FL | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| LPL FINANCIAL LLC | RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC | Feb 22, 2016 | Mar 10, 2016 | 17 | Firm change | Other |
| GUNNALLEN FINANCIAL, INC | LPL FINANCIAL LLC | Mar 29, 2010 | Mar 30, 2010 | 1 | Firm change | Other |
| MORGAN STANLEY & CO. LLC | GUNNALLEN FINANCIAL, INC | Feb 17, 2009 | Feb 25, 2009 | 8 | Firm change | Other |
| MORGAN STANLEY DW INC. | MORGAN STANLEY & CO. LLC | Apr 2, 2007 | Apr 2, 2007 | 0 | Bulk transfer | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 6413:149018:FL:2016-02-22 | Feb 22, 2016 | Mar 10, 2016 | LARGO, FL | Firm change |