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Registered advisor
J•• C••••••••• T•••••••••
Feed of 09/14/2026
Also filed as J•• C••••••••• T•••••••••
At current firm
10 y
since Mar 10, 2016
In the industry
27 y
since Jun 2, 1999 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliated currentsince Mar 10, 2016 · Largo, Fl
- L•• F•••••••• L•• BD affiliatedMar 30, 2010 to Feb 22, 2016 · Largo, Fl
- G•••••••• F••••••••• I•• unclassifiedFeb 25, 2009 to Mar 29, 2010 · Tampa, Fl
- M••••• S•••••• • C•• L•• unclassifiedApr 2, 2007 to Feb 17, 2009 · Clearwater, Fl
- M••••• S•••••• D• I••• unclassifiedJun 30, 1999 to Apr 2, 2007 · Clearwater, Fl
Moves
a registration end followed by a registration begin elsewhere
- L•• F•••••••• L•• to R•••••• J•••• F•••••••• S••••••• A•••••••• I••left Feb 22, 2016, registered Mar 10, 2016 (17 days) · Other · moved with a team
- G•••••••• F••••••••• I•• to L•• F•••••••• L••left Mar 29, 2010, registered Mar 30, 2010 (1 days) · Other
- M••••• S•••••• • C•• L•• to G•••••••• F••••••••• I••left Feb 17, 2009, registered Feb 25, 2009 (8 days) · Other
- M••••• S•••••• D• I••• to M••••• S•••••• • C•• L••left Apr 2, 2007, registered Apr 2, 2007 (0 days) · corporate re-registration, not a move
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 27derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address