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C•••• L•••••• A•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor14 years in industry

C•••• L•••••• A•••••••

Advisor at LNW

SEATTLE, WA

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Search this name across graphsid dfx:ria:f1b8b0f5-478a-0186-3c2a-534c6614dd38

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 10:30 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 2
On other graphs: 0
Observed: Feb 7, 2020 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: LNW
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Nov 1, 2011earliest registration or exam on IAPD
Years in industry: 14derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 3

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
L••	Independent wealth	Dec 3, 2025	n/a	yes	SEATTLE, WA	Current employment
L••	Former SEC adviser	Sep 22, 2023	Dec 4, 2025	no	SEATTLE, WA

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
L••	L••	Dec 4, 2025	Dec 3, 2025	-1	Bulk transfer	RIA to RIA
E•••••••• W••••• M•••••••••	L••	Sep 20, 2023	Sep 22, 2023

Relationships

Registered with (4)

→ LNWRegistered adviserregistration: current employment
Dec 3, 2025 to presentfactForm ADV
→ LNWRegistered adviserregistration: previous registration
Sep 22, 2023 to Dec 4, 2025factForm ADV
→ E•••••••• W••••• M•••••••••Registered adviserregistration: previous registration
Aug 21, 2023 to Sep 20, 2023factForm ADV
→ U•• F•••••••• S••••••• I•••

Dated events

Occurred
Sep 20, 2023
Advisor changed firm
C•••• L•••••• A••••••• left E•••••••• W••••• M••••••••• for Lnw (registered 2023-09-22)
Form ADVobserved 7 days ago
Occurred
Jun 12, 2023
Advisor changed firm
C•••• L•••••• A••••••• left U•• F•••••••• S••••••• I••• for E•••••••• W••••• M••••••••• (registered 2023-08-21)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:f1b8b0f5-478a-0186-3c2a-534c6614dd38
First observed: Feb 7, 2020
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.