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RIA / WealthAdvisor45 years in industry

DANIEL JAMES LARAWAY

Advisor at SHARPEPOINT, LLC

PHOENIX, AZ

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 4:47 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: Jun 3, 2004 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: SHARPEPOINT, LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Apr 20, 1981earliest registration or exam on IAPD
Years in industry: 45derivedfrom the industry start date
Years at current firm: 8derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 2
Exams: S63|S65
First exam: Apr 20, 1981
First registration: Jun 3, 2004
Dual registered: no
Other names: DANIEL J LARAWAY
IAPD individual key: 728337

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
SHARPEPOINT, LLC	Independent wealth	Jan 12, 2018	n/a	yes	PHOENIX, AZ	Current employment
PRIVATE ADVISOR GROUP, LLC	Bd affiliated wealth	Jun 5, 2017	Jan 10, 2018	no	Phoenix, AZ\|MORRISTOWN, NJ	Previous registration
LPL FINANCIAL LLC	Bd affiliated wealth	Aug 21, 2015	Oct 3, 2017	no	HUNTINGTON BEACH, CA\|ALAMO, CA\|SCOTTSDALE, AZ\|PHOENIX, AZ	Previous registration
FIRST ALLIED ADVISORY SERVICES, INC.	Former SEC adviser	Jul 2, 2012	Aug 26, 2015	no	SCOTTSDALE, AZ\|PHOENIX, AZ	Previous registration
FIRST ALLIED SECURITIES, INC.	Former SEC adviser	Dec 9, 2008	Jul 2, 2012	no	SCOTTSDALE, AZ\|Phoenix, AZ\|RED BANK, NJ\|SCOTTSDALE, AZ\|SAN DIEGO, CA\|SAN CLEMENTE, CA\|LONG BEACH, CA\|SCOTTSDALE, AZ\|Huntington Beach, CA	Previous registration
FIRST MONTAUK SECURITIES CORP.	n/a	Jun 3, 2004	Dec 9, 2008	no	PHOENIX, AZ\|SCOTTSDALE, AZ\|RED BANK, NJ\|SCOTTSDALE, AZ	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
PRIVATE ADVISOR GROUP, LLC	SHARPEPOINT, LLC	Jan 10, 2018	Jan 12, 2018	2	Firm change	Other
LPL FINANCIAL LLC	PRIVATE ADVISOR GROUP, LLC	Oct 3, 2017	Jun 5, 2017	-120	Firm change after gap	Other
FIRST ALLIED ADVISORY SERVICES, INC.	LPL FINANCIAL LLC	Aug 26, 2015	Aug 21, 2015	-5	Firm change	Other
FIRST ALLIED SECURITIES, INC.	FIRST ALLIED ADVISORY SERVICES, INC.	Jul 2, 2012	Jul 2, 2012	0	Bulk transfer	Other
FIRST MONTAUK SECURITIES CORP.	FIRST ALLIED SECURITIES, INC.	Dec 9, 2008	Dec 9, 2008	0	Firm change	Other

Relationships

Registered with (6)

→ SHARPEPOINT, LLCRegistered adviserregistration: current employment
Jan 12, 2018 to presentfactForm ADV
→ PRIVATE ADVISOR GROUP, LLCRegistered adviserregistration: previous registration
Jun 5, 2017 to Jan 10, 2018factForm ADV
→ LPL FINANCIAL LLCRegistered adviserregistration: previous registration
Aug 21, 2015 to Oct 3, 2017factForm ADV
→ FIRST ALLIED ADVISORY SERVICES, INC.Registered adviserregistration: previous registration
Jul 2, 2012 to Aug 26, 2015factForm ADV
→ FIRST ALLIED SECURITIES, INC.Registered adviserregistration: previous registration
Dec 9, 2008 to Jul 2, 2012factForm ADV
→ FIRST MONTAUK SECURITIES CORP.Registered adviserregistration: previous registration
Jun 3, 2004 to Dec 9, 2008factForm ADV

Dated events

No dated event names this entity yet.