DFX Intelligence

F••••••• J••• A•••• N•••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)28 years in industry

F••••••• J••• A•••• N•••

Advisor at N•• A•••• M••••••••• L••

FAIR LAWN, NJ | Hato Rey, PR

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Search this name across graphsid dfx:ria:f1cadc81-5c81-8383-b393-9758501eeba8

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 4:38 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Mar 23, 2010 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: N•• A•••• M••••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Mar 1, 1998earliest registration or exam on IAPD
Years in industry: 28derivedfrom the industry start date
Years at current firm: 8derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
N•• A•••• M••••••••• L••	Bd affiliated wealth	Mar 13, 2018	n/a	yes	Hato Rey, PR\|FAIR LAWN, NJ	Current employment
N•• A•••• M••••••••• L••	Bd affiliated wealth	Oct 11, 2017	Dec 31, 2017	no	Hato Rey, PR\|FAIR LAWN, NJ

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
S•••••••• S•••••••••	N•• A•••• M••••••••• L••	Oct 12, 2017	Oct 11, 2017	-1	Firm change	Other

Relationships

Registered with (2)

→ N•• A•••• M••••••••• L••Registered adviserregistration: previous registration
Oct 11, 2017 to Dec 31, 2017factForm ADV
→ S•••••••• S•••••••••Registered adviserregistration: previous registration
Mar 23, 2010 to Oct 12, 2017factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:f1cadc81-5c81-8383-b393-9758501eeba8
First observed: Mar 23, 2010
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.