DFX Intelligence

C••••••••• S••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor20 years in industry

C••••••••• S••••••

Advisor at C•••••• S••••• I••••••••• M••••••••• I••

SAN FRANCISCO, CA | Richfield, OH

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Search this name across graphsid dfx:ria:f1d5bf71-9421-4de5-73b1-a301936f2e11

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 4:16 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Dec 18, 2009 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C•••••• S••••• I••••••••• M••••••••• I••
Current firm class: other adviserderived
Book size: not public••• Locked
Industry start: Aug 1, 2006earliest registration or exam on IAPD
Years in industry: 20derivedfrom the industry start date
Years at current firm: 6derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C•••••• S••••• I••••••••• M••••••••• I••	Other adviser	Jul 1, 2020	n/a	yes	Richfield, OH\|SAN FRANCISCO, CA	Current employment
W••••• S••••••••	Former SEC adviser	Dec 18, 2009	Jul 2, 2020	no	CLEVELAND, OH\|NAPLES, FL

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
W••••• S••••••••	C•••••• S••••• I••••••••• M••••••••• I••	Jul 2, 2020	Jul 1, 2020	-1	Firm change	Other

Team moves

••• Locked

Team	Left	Joined	From	Kind
105323:106753:FL:2020-07-02	Jul 2, 2020	Jul 1, 2020	NAPLES, FL	Firm change

Relationships

Registered with (2)

→ C•••••• S••••• I••••••••• M••••••••• I••Registered adviserregistration: current employment
Jul 1, 2020 to presentfactForm ADV
→ W••••• S••••••••Registered adviserregistration: previous registration
Dec 18, 2009 to Jul 2, 2020factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:f1d5bf71-9421-4de5-73b1-a301936f2e11
First observed: Dec 18, 2009
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.