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Reading the graph
Advisor at PNC WEALTH MANAGEMENT
ST CHARLES, IL | CAROL STREEM, IL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| PNC WEALTH MANAGEMENT | Bd affiliated wealth | May 8, 2024 | n/a | yes | ST CHARLES, IL|CAROL STREEM, IL | Current employment |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Oct 16, 2019 | May 7, 2024 | no | ROLLING MEADOWS, IL|NEW YORK, NY|SCHAUMBURG, IL|MOUNT PROSPECT, IL|GENEVA, IL|GLENDALE HEIGHTS, IL|CHICAGO, IL|DEER PARK, IL|CHICAGO, IL|SCHAUMBURG, IL | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | PNC WEALTH MANAGEMENT | May 7, 2024 | May 8, 2024 | 1 | Firm change | Wirehouse to ibd |