DFX Intelligence

W••• T••••• R•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner22 years in industry

W••• T••••• R•••••

Advisor at R••••• C•••••• A•••••••• L••

HORSESHOE BAY, TX

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Search this name across graphsid dfx:ria:f1da6b3d-8a2a-6078-55f9-fa527cfb7e12

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 5:13 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: Sep 22, 2004 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: R••••• C•••••• A•••••••• L••
Current firm class: state registeredderived
Book size: not public••• Locked
Industry start: Sep 21, 2004earliest registration or exam on IAPD
Years in industry: 22derivedfrom the industry start date
Years at current firm: 11derivedfrom the current registration's begin date
Prior firms: 5

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
R••••• C•••••• A•••••••• L••	State registered	May 19, 2015	n/a	yes	HORSESHOE BAY, TX	Current employment
I••••••••• F•••••••• P•••••••	Bd affiliated wealth	Feb 17, 2011	Jun 22, 2015	no	SAN ANTONIO, TX\|SAN ANTONIO, TX\|SAN ANTONIO, TX

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
I••••••••• F•••••••• P•••••••	R••••• C•••••• A•••••••• L••	Jun 22, 2015	May 19, 2015	-34	Firm change after gap	Other
O•• A••••••• G••••	I••••••••• F•••••••• P•••••••	Mar 30, 2012	Feb 17, 2011

Relationships

Registered with (6)

→ R••••• C•••••• A•••••••• L••Registered adviserregistration: current employment
May 19, 2015 to presentfactForm ADV
→ I••••••••• F•••••••• P•••••••Registered adviserregistration: previous registration
Feb 17, 2011 to Jun 22, 2015factForm ADV
→ O•• A••••••• G••••Registered adviserregistration: previous registration
Jul 22, 2010 to Mar 30, 2012factForm ADV
→ L•• F•••••••• L••Registered adviser

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:f1da6b3d-8a2a-6078-55f9-fa527cfb7e12
First observed: Sep 22, 2004
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.