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Advisor at CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
Richfield, OH
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | Bd affiliated wealth | Jan 3, 2019 | n/a | yes | Richfield, OH | Current employment |
| VALIC FINANCIAL ADVISORS, INC. | Bd affiliated wealth | Nov 13, 2017 | Jan 10, 2019 | no | COLUMBUS, OH|INDEPENDENCE, OH | Previous registration |
| BLACKRIDGE ASSET MANAGEMENT, LLC | Independent wealth | Nov 21, 2016 | Dec 1, 2017 | no | Canton, OH | Previous registration |
| PRUCO SECURITIES, LLC | No RAUM reported | Mar 24, 2015 | Nov 14, 2016 | no | MAYFIELD HEIGHTS, OH | Previous registration |
| NEXT FINANCIAL GROUP, INC. | Former SEC adviser | May 4, 2011 | Dec 18, 2014 | no | HOUSTON, TX|CANTON, OH | Previous registration |
| LPL FINANCIAL LLC | Bd affiliated wealth | Jul 7, 2005 | Mar 25, 2009 | no | CANTON, OH|NORTH CANTON, OH | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| VALIC FINANCIAL ADVISORS, INC. | CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | Jan 10, 2019 | Jan 3, 2019 | -7 | Firm change | Ibd to ibd |
| BLACKRIDGE ASSET MANAGEMENT, LLC | VALIC FINANCIAL ADVISORS, INC. | Dec 1, 2017 | Nov 13, 2017 | -18 | Firm change | Other |
| PRUCO SECURITIES, LLC | BLACKRIDGE ASSET MANAGEMENT, LLC | Nov 14, 2016 | Nov 21, 2016 | 7 | Firm change | Other |
| NEXT FINANCIAL GROUP, INC. | PRUCO SECURITIES, LLC | Dec 18, 2014 | Mar 24, 2015 | 96 | Firm change | Other |
| LPL FINANCIAL LLC | NEXT FINANCIAL GROUP, INC. | Mar 25, 2009 | May 4, 2011 | 770 | Firm change after gap | Other |