DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Todd Thomas Rohrer
Feed of 09/14/2026
Also filed as Todd Thomas Rohrer
At current firm
7 y
since Jan 3, 2019
In the industry
21 y
since Jul 7, 2005 (earliest exam, job or registration)
Prior registered firms
5
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Cambridge Investment Research Advisors, Inc. BD affiliated currentsince Jan 3, 2019 · Richfield, Oh
- Valic Financial Advisors, Inc. BD affiliatedNov 13, 2017 to Jan 10, 2019 · Columbus, Oh
- Blackridge Asset Management, LLC independent RIANov 21, 2016 to Dec 1, 2017 · Canton, Oh
- Pruco Securities, LLC no RAUMMar 24, 2015 to Nov 14, 2016 · Mayfield Heights, Oh
- Next Financial Group, Inc. formerMay 4, 2011 to Dec 18, 2014 · Houston, Tx
- LPL Financial LLC BD affiliatedJul 7, 2005 to Mar 25, 2009 · Canton, Oh
Moves
a registration end followed by a registration begin elsewhere
- Valic Financial Advisors, Inc. to Cambridge Investment Research Advisors, Inc.left Jan 10, 2019, registered Jan 3, 2019 (-7 days) · Affiliated broker-dealer or bank to another
- Blackridge Asset Management, LLC to Valic Financial Advisors, Inc.left Dec 1, 2017, registered Nov 13, 2017 (-18 days) · Other
- Pruco Securities, LLC to Blackridge Asset Management, LLCleft Nov 14, 2016, registered Nov 21, 2016 (7 days) · Other
- Next Financial Group, Inc. to Pruco Securities, LLCleft Dec 18, 2014, registered Mar 24, 2015 (96 days) · Other
- LPL Financial LLC to Next Financial Group, Inc.left Mar 25, 2009, registered May 4, 2011 (770 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 21derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address