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RIA / WealthAdvisor22 years in industry

CHRISTOPHER JACOB BAUM

Advisor at PALERMO WEALTH MANAGEMENT, LLC

GEORGETOWN, TX

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Search this name across graphsid dfx:ria:f1e2a6e4-e621-b609-731c-1103d88aba97

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 2:09 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Nov 17, 2003 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: PALERMO WEALTH MANAGEMENT, LLC
Current firm class: state registeredderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Nov 14, 2003earliest registration or exam on IAPD
Years in industry: 22derivedfrom the industry start date
Years at current firm: 14derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 2
Exams: S65|S66
First exam: Nov 14, 2003
First registration: Nov 17, 2003
Dual registered: no
IAPD individual key: 4700030

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
PALERMO WEALTH MANAGEMENT, LLC	State registered	Jan 6, 2012	n/a	yes	GEORGETOWN, TX	Current employment
VANNOY ADVISORY GROUP, INC.	Independent wealth	Nov 16, 2010	Dec 31, 2011	no	AUSTIN, TX	Previous registration
PALERMO FINANCIAL GROUP INC	n/a	Jun 24, 2008	Dec 31, 2010	no	LAS VEGAS, NV	Previous registration
QUEST CAPITAL STRATEGIES, INC.	Former SEC adviser	Jan 31, 2007	Oct 2, 2007	no	LAS VEGAS, NV\|LAGUNA HILLS, CA	Previous registration
AMERIPRISE FINANCIAL SERVICES, LLC	National bd RIA	Nov 17, 2003	Apr 22, 2005	no	LAS VEGAS, NV	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
VANNOY ADVISORY GROUP, INC.	PALERMO WEALTH MANAGEMENT, LLC	Dec 31, 2011	Jan 6, 2012	6	Firm change	RIA to state RIA
PALERMO FINANCIAL GROUP INC	VANNOY ADVISORY GROUP, INC.	Dec 31, 2010	Nov 16, 2010	-45	Firm change after gap	Other
QUEST CAPITAL STRATEGIES, INC.	PALERMO FINANCIAL GROUP INC	Oct 2, 2007	Jun 24, 2008	266	Firm change	Other
AMERIPRISE FINANCIAL SERVICES, LLC	QUEST CAPITAL STRATEGIES, INC.	Apr 22, 2005	Jan 31, 2007	649	Firm change after gap	Other

Relationships

Registered with (5)

→ PALERMO WEALTH MANAGEMENT, LLCRegistered adviserregistration: current employment
Jan 6, 2012 to presentfactForm ADV
→ VANNOY ADVISORY GROUP, INC.Registered adviserregistration: previous registration
Nov 16, 2010 to Dec 31, 2011factForm ADV
→ PALERMO FINANCIAL GROUP INCRegistered adviserregistration: previous registration
Jun 24, 2008 to Dec 31, 2010factForm ADV
→ QUEST CAPITAL STRATEGIES, INC.Registered adviserregistration: previous registration
Jan 31, 2007 to Oct 2, 2007factForm ADV
→ AMERIPRISE FINANCIAL SERVICES, LLCRegistered adviserregistration: previous registration
Nov 17, 2003 to Apr 22, 2005factForm ADV

Dated events

No dated event names this entity yet.