DFX Intelligence
Reading the graph
Reading the graph
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Advisor at H•• I••••••••• P•••••••• L••
Roseville, CA | AUSTIN, TX
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| H•• I••••••••• P•••••••• L•• | Independent wealth | Jun 18, 2025 | n/a | yes | AUSTIN, TX|Roseville, CA | Current employment |
| V•••••• W••••• M••••••••• I••• | Former SEC adviser | Mar 24, 2025 | Dec 31, 2025 | no | FOLSOM, CA |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| V•••••• W••••• M••••••••• I••• | H•• I••••••••• P•••••••• L•• | Dec 31, 2025 | Jun 18, 2025 | -196 | Firm change after gap | RIA to RIA |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 139663:307956:CA:2025-12-31 | Dec 31, 2025 | Jun 18, 2025 | FOLSOM, CA | Firm change after gap |