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RIA / WealthAdvisordual registered (broker-dealer)16 years in industry

Jesse Albert Parsley

Advisor at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

ANN ARBOR, MI | CHICAGO, IL | Pinckney, MI

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Search this name across graphsid dfx:ria:f1ec4033-59e8-ef9d-067d-64d33787159e

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 7:08 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Oct 16, 2009 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
Current firm class: wirehousederived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Oct 10, 2009earliest registration or exam on IAPD
Years in industry: 16derivedfrom the industry start date
Years at current firm: 6derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 2
Exams: S66
First exam: Oct 10, 2009
First registration: Oct 16, 2009
Dual registered: yes, broker-dealer
Other names: Jesse Parsley|Jesse Albert Parsley|JESSE ALBERT PARSLEY JR|Jesse A Parsley|Jesse A Parsley
IAPD individual key: 5672543

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	Oct 15, 2019	n/a	yes	ANN ARBOR, MI\|CHICAGO, IL\|Pinckney, MI	Current employment
EQUITABLE ADVISORS, LLC	National bd RIA	Dec 3, 2018	Sep 6, 2019	no	TROY, MI	Previous registration
NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLC	No RAUM reported	Mar 6, 2018	Dec 3, 2018	no	GRAND BLANC, MI	Previous registration
PNC WEALTH MANAGEMENT	Bd affiliated wealth	Aug 17, 2016	Aug 10, 2017	no	HOWELL, MI\|BRIGHTON, MI\|HOWELL, MI\|BRIGHTON, MI	Previous registration
EDWARD JONES	National bd RIA	Oct 16, 2009	Jul 1, 2016	no	ST LOUIS, MO\|HOWELL, MI\|KALAMAZOO, MI\|KALAMAZOO, MI\|Maryland Heights, MO	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
EQUITABLE ADVISORS, LLC	MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Sep 6, 2019	Oct 15, 2019	39	Firm change	Ibd to wirehouse
NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLC	EQUITABLE ADVISORS, LLC	Dec 3, 2018	Dec 3, 2018	0	Firm change	Other
PNC WEALTH MANAGEMENT	NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLC	Aug 10, 2017	Mar 6, 2018	208	Firm change	Other
EDWARD JONES	PNC WEALTH MANAGEMENT	Jul 1, 2016	Aug 17, 2016	47	Firm change	Other

Relationships

Registered with (5)

→ MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDRegistered adviserregistration: current employment
Oct 15, 2019 to presentfactForm ADV
→ EQUITABLE ADVISORS, LLCRegistered adviserregistration: previous registration
Dec 3, 2018 to Sep 6, 2019factForm ADV
→ NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLCRegistered adviserregistration: previous registration
Mar 6, 2018 to Dec 3, 2018factForm ADV
→ PNC WEALTH MANAGEMENTRegistered adviserregistration: previous registration
Aug 17, 2016 to Aug 10, 2017factForm ADV
→ EDWARD JONESRegistered adviserregistration: previous registration
Oct 16, 2009 to Jul 1, 2016factForm ADV

Dated events

No dated event names this entity yet.