DFX Intelligence

C••••••••• S••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)10 years in industry

C••••••••• S••••

Advisor at L•• F•••••••• L••

MOKENA, IL

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Search this name across graphsid dfx:ria:f1ed8f6e-699d-5a96-23e7-f8372b3c2491

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 1:05 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Feb 25, 2016 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: L•• F•••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Dec 1, 2015earliest registration or exam on IAPD
Years in industry: 10derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
L•• F•••••••• L••	Bd affiliated wealth	Aug 31, 2021	n/a	yes	MOKENA, IL	Current employment
M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	Wirehouse	Nov 10, 2016	Mar 26, 2020	no	OAK LAWN, IL\|CHICAGO, IL\|PALOS HILLS, IL\|VILLA PARK, IL\|ORLAND PARK, IL\|VILLA PARK, IL\|CHICAGO, IL\|VILLA PARK, IL\|CHICAGO, IL

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	L•• F•••••••• L••	Mar 26, 2020	Aug 31, 2021	523	Firm change after gap	Wirehouse to ibd
M••••• S••••••	M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	Oct 21, 2016	Nov 10, 2016

Team moves

••• Locked

Team	Left	Joined	From	Kind
149777:7691:IL:2016-10-21	Oct 21, 2016	Nov 10, 2016	CHICAGO, IL	Firm change

Relationships

Registered with (3)

→ L•• F•••••••• L••Registered adviserregistration: current employment
Aug 31, 2021 to presentfactForm ADV
→ M•••••• L••••• P•••••• F••••• • S•••• I•••••••••Registered adviserregistration: previous registration
Nov 10, 2016 to Mar 26, 2020factForm ADV
→ M••••• S••••••Registered adviserregistration: previous registration
Feb 25, 2016 to Oct 21, 2016factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:f1ed8f6e-699d-5a96-23e7-f8372b3c2491
First observed: Feb 25, 2016
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.