DFX Intelligence

K••• M•••••• K••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor11 years in industry

K••• M•••••• K••••

Advisor at S••••••• W••••• M••••••••• L••

SAN DIEGO, CA | Phoenix, AZ

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Search this name across graphsid dfx:ria:f1f48b66-5381-d4cb-9ac0-5263a0b69c1d

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 9:22 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Jan 15, 2016 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: S••••••• W••••• M••••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jun 1, 2015earliest registration or exam on IAPD
Years in industry: 11derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
S••••••• W••••• M••••••••• L••	Independent wealth	Jan 13, 2026	n/a	yes	SAN DIEGO, CA\|Phoenix, AZ	Current employment
M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	Wirehouse	Oct 16, 2020	Dec 8, 2025	no	SCOTTSDALE, AZ

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	S••••••• W••••• M••••••••• L••	Dec 8, 2025	Jan 13, 2026	36	Firm change	Wirehouse to RIA
E••••• J••••	M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	Oct 20, 2020	Oct 16, 2020

Relationships

Registered with (3)

→ S••••••• W••••• M••••••••• L••Registered adviserregistration: current employment
Jan 13, 2026 to presentfactForm ADV
→ M•••••• L••••• P•••••• F••••• • S•••• I•••••••••Registered adviserregistration: previous registration
Oct 16, 2020 to Dec 8, 2025factForm ADV
→ E••••• J••••Registered adviserregistration: previous registration
Jan 15, 2016 to Oct 20, 2020factForm ADV

Dated events

Occurred
Dec 8, 2025
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:f1f48b66-5381-d4cb-9ac0-5263a0b69c1d
First observed: Jan 15, 2016
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.