A•••••• G•••••

Advisor at J••• M••••• S••••••••• L••

STAMFORD, CT

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:f1f4bca3-4a39-de59-61ad-18425338a7d8

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 1:28 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 2
On other graphs: 0
Observed: Mar 12, 2021 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: J••• M••••• S••••••••• L••
Current firm class: wirehousederived
Book size: not public••• Locked
Industry start: Sep 1, 2016earliest registration or exam on IAPD
Years in industry: 10derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
J••• M••••• S••••••••• L••	Wirehouse	May 22, 2024	n/a	yes	STAMFORD, CT\|STAMFORD, CT	Current employment
M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	Wirehouse	May 12, 2022	May 20, 2024	no	HOLLYWOOD, FL\|HOLLYWOOD, FL\|FORT LAUDERDALE, FL\|MIAMI, FL\|SUNNY ISLES, FL\|HOLLYWOOD, FL

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	J••• M••••• S••••••••• L••	May 20, 2024	May 22, 2024	2	Firm change	Wirehouse to wirehouse
R•••••• J•••• F•••••••• S••••••• A•••••••• I••	M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	Mar 14, 2022

Relationships

Registered with (4)

→ J••• M••••• S••••••••• L••Registered adviserregistration: current employment
May 22, 2024 to presentfactForm ADV
→ M•••••• L••••• P•••••• F••••• • S•••• I•••••••••Registered adviserregistration: previous registration
May 12, 2022 to May 20, 2024factForm ADV
→ R•••••• J•••• F•••••••• S••••••• A•••••••• I••Registered adviserregistration: previous registration
Jun 28, 2021 to Mar 14, 2022factForm ADV
→ U•• F•••••••• S••••••• I•••

Dated events

Occurred
May 20, 2024
Advisor changed firm
A•••••• G••••• left M•••••• L••••• P•••••• F••••• • S•••• I••••••••• for J••• M••••• S••••••••• L•• (registered 2024-05-22)
Form ADVobserved 7 days ago
Occurred
Mar 14, 2022
Advisor changed firm
A•••••• G••••• left R•••••• J•••• F•••••••• S••••••• A•••••••• I•• for M•••••• L••••• P•••••• F••••• • S•••• I••••••••• (registered 2022-05-12)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:f1f4bca3-4a39-de59-61ad-18425338a7d8
First observed: Mar 12, 2021
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.