DFX Intelligence

W•••••• B••••• W••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)25 years in industry

W•••••• B••••• W••••

Advisor at S•••• P••••••• W••••• M••••••••• L••

LOS ANGELES, CA

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Search this name across graphsid dfx:ria:f1fd8178-1e70-1ada-c988-f740794b154b

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 8:09 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Feb 6, 2001 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: S•••• P••••••• W••••• M••••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Feb 6, 2001earliest registration or exam on IAPD
Years in industry: 25derivedfrom the industry start date
Years at current firm: 12derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
S•••• P••••••• W••••• M••••••••• L••	Independent wealth	Jan 30, 2014	n/a	yes	LOS ANGELES, CA	Current employment
S•••• P••••••• W••••• M••••••••• L••	Independent wealth	Jan 30, 2014	Dec 31, 2024	no	LOS ANGELES, CA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
M•••••• • A•••••••••	S•••• P••••••• W••••• M••••••••• L••	Jan 22, 2014	Jan 30, 2014	8	Firm change	Other

Relationships

Registered with (2)

→ S•••• P••••••• W••••• M••••••••• L••Registered adviserregistration: previous registration
Jan 30, 2014 to Dec 31, 2024factForm ADV
→ M•••••• • A•••••••••Registered adviserregistration: previous registration
Jan 11, 2007 to Jan 22, 2014factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:f1fd8178-1e70-1ada-c988-f740794b154b
First observed: Feb 6, 2001
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.