DFX Intelligence
Reading the graph
Reading the graph
The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.
CRD 131359
LOS ANGELES, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Advisor | Designations | Branch | Years here | In industry | Prior firms | Dual registered |
|---|---|---|---|---|---|---|
| G••• K••••••• | n/a | LOS ANGELES, CA | 19 | 29 | 1 | yes |
| W•••••• B••••• W•••• | n/a | LOS ANGELES, CA | 12 | 25 |
| Fund | Type | Reported GAV | As of | Owners | First reported | Status | Form D file |
|---|---|---|---|---|---|---|---|
| S• C•••••• F•••• L•• | Hedge Fund | $1.1M | Mar 22, 2018 | 40 | Mar 28, 2012 | dropped | n/a |
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| D••••• J•••• H••••••• | Founder | Na | yes | 04/2004 | Mar 31, 2026 | Mar 31, 2026 |
| K•••••••• G•••• N•• | COO, CCO | Na | yes | 10/2006 | Mar 31, 2026 | Mar 31, 2026 |
| Related person | Type | Class on the graph | Its RAUM | Control | Common control | State |
|---|---|---|---|---|---|---|
| S•••• P•••••••• L•• | n/a | n/a | n/a | N | yes | n/a |
| City | State | Country | Employees | Also broker-dealer |
|---|---|---|---|---|
| Southlake | TX | United States | 1 | no |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| Joined, 12m | Left, 12m | Net, 12m | Departure rate, 12m | Joined, 90d | Left, 90d | Left, no destination yet | Joined, 36m | Left, 36m |
|---|---|---|---|---|---|---|---|---|
| 0 | 0 | 0 | 0.0% | 0 | 0 | 0 | 0 | 1 |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2025 | $1.5B | $413M | 262.2% | $331M | 65.4% | 8 | 8 | 1 | 1 |
| yes |
| E••• D• R•••••• | Chartered Financial Analyst | LOS ANGELES, CA | 8 | 20 | 3 | yes |
| A•••••••• K••••• | n/a | LOS ANGELES, CA | 2 | 16 | 1 | no |
| Founder |
| Na |
| yes |
| 04/2004 |
| Mar 31, 2026 |
| Mar 31, 2026 |
| R••••••• E•••• D• | CEO, CIO | Na | yes | 02/2018 | Mar 31, 2026 | Mar 31, 2026 |
| S•••• P••••••• H•••••••• L•• | Member | E | yes | 04/2008 | Mar 31, 2026 | Mar 31, 2026 |
| D••••• J•••• H••••••• | TRUSTEE OF T•• D•••• F••••• T•••• 11/09/2004 | F | yes | 04/2008 | Mar 28, 2012 | May 6, 2024 |
| P•••••• S••••••• M•••••• | TRUSTEE OF T•• B•••• P••••• T•••• 02/03/2005 | F | yes | 04/2008 | Mar 28, 2012 | May 6, 2024 |
| T•• B•••• P••••• T•••• | CLASS A MEMBER | C | yes | 04/2008 | Mar 28, 2012 | May 6, 2024 |
| T•• D•••• F••••• T•••• | CLASS A MEMBER | C | yes | 04/2008 | Mar 28, 2012 | May 6, 2024 |
| W••••• W••••••• B••••• | President | Na | yes | 05/2012 | May 30, 2012 | May 6, 2024 |
| H•••••••• B••••••• D•••• | CLASS B MEMBER | F | no | 04/2008 | Mar 28, 2012 | May 6, 2024 |
| K•••••••• G•••• N•• | CLASS C MEMBER | F | no | 02/2016 | Mar 28, 2012 | May 6, 2024 |
| S••••• C••••• E••••• | CLASS C MEMBER | F | no | 02/2016 | Mar 28, 2017 | May 6, 2024 |
| Mar 31, 2026 |
| $1.5B |
| $1.5B |
| 8 |
| 3 |
| 1 |
| n/a |
| n/a |
| 2024 | Mar 31, 2025 | $413M | $413M | 8 | 3 | 1 | n/a | n/a |
| 2023 | Mar 21, 2024 | $360M | $360M | 8 | 3 | 1 | n/a | n/a |
| 2022 | Mar 31, 2023 | $331M | $331M | 8 | 3 | 0 | n/a | n/a |
| 2021 | Mar 29, 2022 | $334M | $334M | 7 | 3 | 0 | n/a | n/a |
| 2020 | Mar 29, 2021 | $282M | $282M | 7 | 3 | 0 | n/a | n/a |
| 2019 | Apr 30, 2020 | $295M | $295M | 7 | 3 | 0 | n/a | n/a |
| 2018 | Mar 30, 2019 | $276M | $276M | 8 | 4 | 1 | n/a | n/a |
| 2017 | Mar 22, 2018 | $255M | $255M | 8 | 4 | 1 | 1 | $1.1M |
| 2016 | Mar 28, 2017 | $312M | $312M | 8 | 3 | n/a | 1 | $5.8M |
| 2015 | Mar 30, 2016 | $371M | $371M | 8 | 3 | n/a | 1 | $18.9M |
| 2014 | Mar 31, 2015 | $312M | $312M | 7 | 1 | n/a | 1 | $62.3M |
| 2013 | Mar 31, 2014 | $286M | $286M | 7 | 1 | n/a | 1 | $71.8M |
| 2012 | Mar 28, 2013 | $268M | $268M | 8 | 1 | n/a | 1 | $44.2M |
| 2011 | Mar 28, 2012 | $213M | $213M | n/a | n/a | n/a | 1 | $3.2B |