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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM under $100M

SYNOBIS ADVISORS, INC.

CRD 281488

CARY, NC

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:f20ed5ca-6af9-c003-dd38-a1851d70ca0c

Data as of Mar 8, 2016 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 5:05 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Sep 25, 2015 to Mar 8, 2016
2 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $10.4MItem 5.F on the latest filing (2016-03-08); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $0
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 7
Advisory employees: 3
Accounts: 18
SEC number: 801-106720
CRD: 281488
Filings on the tape: 2
First filed: Sep 25, 2015
Latest filed: Mar 8, 2016
Organised: Corporation, North Carolina

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
BRINN, PEGGY, HIGHSMITH	VICE PRESIDENT	B	yes	08/2015	Sep 25, 2015	Mar 8, 2016
SIMPSON, STEPHEN, DREW	PRESIDENT/CHIEF COMPLIANCE OFFICER	E	yes	08/2015	Sep 25, 2015	Mar 8, 2016
Clark, Lance, Lyle	Shareholder	B	no	08/2015	Sep 25, 2015	Mar 8, 2016

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
VERATIS INVESTMENT GROUP, INC.	n/a	Institutional manager	$6.0B	N	yes	n/a

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2015	Mar 8, 2016	$10.4M	$0	7	3	n/a	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2015	$10.4M	n/a	n/a	n/a	n/a	7	n/a	n/a	n/a

Relationships

Affiliated with (1)

→ VERATIS ADVISORS, INC.Registered adviserother investment adviser, common control
factForm ADV

Controls (2)

← SIMPSON, STEPHEN, DREWOwnerPRESIDENT/CHIEF COMPLIANCE OFFICER, ownership code E, individual
Sep 25, 2015 to presentfactForm ADV
← BRINN, PEGGY, HIGHSMITHOwnerVICE PRESIDENT, ownership code B, individual
Sep 25, 2015 to presentfactForm ADV

Owns (1)

← Clark, Lance, LyleOwnerSHAREHOLDER, ownership code B, individual
Sep 25, 2015 to presentfactForm ADV

Registered with (1)

← STEPHEN DREW SIMPSONAdvisorregistration: previous registration
Oct 28, 2015 to Dec 31, 2016factForm ADV

Dated events

Occurred
Sep 25, 2015
First Form ADV filing
Synobis Advisors, Inc. filed its initial SEC registration (Form ADV)
Form ADVobserved 6 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:f20ed5ca-6af9-c003-dd38-a1851d70ca0c
First observed: Sep 25, 2015
Last observed: Mar 8, 2016 128 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

SYNOBIS ADVISORS, INC.

CRD 281488

CARY, NC

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:f20ed5ca-6af9-c003-dd38-a1851d70ca0c

Data as of Mar 8, 2016 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 5:05 PM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

BRINN, PEGGY, HIGHSMITH

VICE PRESIDENT

yes

08/2015

Sep 25, 2015

Mar 8, 2016

SIMPSON, STEPHEN, DREW

PRESIDENT/CHIEF COMPLIANCE OFFICER

yes

08/2015

Sep 25, 2015

Mar 8, 2016

Clark, Lance, Lyle

Shareholder

08/2015

Sep 25, 2015

Mar 8, 2016

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

VERATIS INVESTMENT GROUP, INC.

n/a

Institutional manager

$6.0B

yes

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2015

Mar 8, 2016

$10.4M

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2015

$10.4M

n/a