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RIA / WealthRegistered adviserinstitutional managerSEC registeredRAUM 1b 10b

VERATIS ADVISORS, INC.

CRD 117892

CARY, NC

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:2d33e575-89ea-b017-870b-d1af182999f9

Data as of Mar 31, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 6:58 AM UTC and rebuilt at most every 15 minutes.

Relationships: 9
Dated events: 3
On other graphs: 1
Observed: Apr 2, 2012 to Mar 31, 2026
24 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Allocatorsidentity

Veratis Advisors, Inc.

Investment consultant · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: institutional managerderivedprivate_client_share=0.06 fund_share=0.0 institutional_share=0.94 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $6.0BItem 5.F on the latest filing (2026-03-31); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $383M
Private client RAUM: $383MderivedItem 5.D individuals plus high net worth individuals
Private client share: 6%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 4
RAUM per advisor: $1.5Bderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 8
Advisory employees: 4
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 582
Individual clients: 3
High net worth clients: 85
SEC number: 801-60849
CRD: 117892
Filings on the tape: 24
First filed: Apr 2, 2012
Latest filed: Mar 31, 2026
Organised: Corporation, NC
Website: veratisadvisors.com

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
STEPHEN DREW SIMPSON	n/a	CARY, NC	9	24	1	no
JASON WILLIAM CARTER	Certified Financial Planner	CARY, NC	9	17	4	no
DEREK THOMPSON WILLIAMS	Certified Financial Planner	CARY, NC	3	10	3	no
LIAM BRIAN JOHNSON	n/a	CARY, NC	1	10	3	no

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
CARTER, JASON, WILLIAM	WEALTH ADVISOR/PARTNER AND CHIEF COMPLIANCE OFFICER	B	yes	12/2019	Mar 30, 2020	Apr 9, 2024
SIMPSON, STEPHEN, DREW	MANAGING PARTNER	D	yes	12/2011	Apr 2, 2012	Apr 9, 2024
KAIN, BRYCE, RICHARD	INVESTMENT ANALYST	Na	no	12/2019	Mar 30, 2020	Apr 9, 2024
RAY, TRINETTE, DUBAY	RETIREMENT PLAN CONSULTANT/PARTNER	Na	no	12/2021	Mar 21, 2022	Apr 9, 2024

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 31, 2026	$6.0B	$383M	8	4	0	n/a	n/a
2024	Mar 31, 2025	$4.5B	$325M	8	4	0	n/a	n/a
2023	Mar 28, 2024	$4.4B	$276M	7	4	0	n/a	n/a
2022	Mar 30, 2023	$3.7B	$177M	7	4	0	n/a	n/a
2021	Mar 21, 2022	$4.0B	$170M	7	4	0	n/a	n/a
2020	Mar 9, 2021	$136M	$120M	7	4	0	n/a	n/a
2019	Mar 30, 2020	$109M	$0	7	4	0	n/a	n/a
2018	Mar 21, 2019	$81.5M	$0	7	3	0	n/a	n/a
2017	Mar 8, 2018	$58.5M	$0	7	3	0	n/a	n/a
2016	Mar 13, 2017	$22.8M	$0	7	3	n/a	n/a	n/a
2015	Mar 23, 2016	n/a	n/a	7	3	n/a	n/a	n/a
2014	Mar 10, 2015	n/a	n/a	7	3	n/a	n/a	n/a
2013	Mar 20, 2014	n/a	n/a	6	3	n/a	n/a	n/a
2012	Apr 1, 2013	n/a	n/a	6	3	n/a	n/a	n/a
2011	Apr 2, 2012	n/a	n/a	n/a	n/a	n/a	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	1	0

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$6.0B	$4.5B	33.8%	$3.7B	17.6%	8	8	0	0

Relationships

Registered with (4)

← LIAM BRIAN JOHNSONAdvisorregistration: current employment
Feb 28, 2025 to presentfactForm ADV
← DEREK THOMPSON WILLIAMSAdvisorregistration: current employment
Jun 14, 2023 to presentfactForm ADV
← STEPHEN DREW SIMPSONAdvisorregistration: current employment
Jan 9, 2017 to presentfactForm ADV
← JASON WILLIAM CARTERAdvisorregistration: current employment
Jan 9, 2017 to presentfactForm ADV

Affiliated with (1)

← SYNOBIS ADVISORS, INC.Registered adviserother investment adviser, common control
factForm ADV

Controls (2)

← SIMPSON, STEPHEN, DREWOwnerMANAGING PARTNER, ownership code D, individual
Apr 2, 2012 to Apr 9, 2024factForm ADV
← CARTER, JASON, WILLIAMOwnerWEALTH ADVISOR/PARTNER AND CHIEF COMPLIANCE OFFICER, ownership code B, individual
Mar 30, 2020 to Apr 9, 2024factForm ADV

Owns (2)

← RAY, TRINETTE, DUBAYOwnerRETIREMENT PLAN CONSULTANT/PARTNER, ownership code NA, individual
Mar 21, 2022 to Apr 9, 2024factForm ADV
← KAIN, BRYCE, RICHARDOwnerINVESTMENT ANALYST, ownership code NA, individual
Mar 30, 2020 to Apr 9, 2024factForm ADV

Dated events

Occurred
Mar 31, 2026
Regulatory AUM changed
Veratis Advisors, Inc. reported RAUM $6.0B, up 34% from $4.5B (2025-03-31 to 2026-03-31)
Form ADVobserved 5 days ago
$1.5B
Occurred
Mar 28, 2024
Control person left
Highsmith Peggy Brinn (Corporate Secretary) no longer on Schedule A of Veratis Advisors, Inc. (listed 2023-03-30, absent 2024-03-28)
Form ADVobserved 5 days ago
Occurred
Mar 21, 2022
Regulatory AUM changed
Veratis Advisors, Inc. reported RAUM $4.0B, up 2826% from $136.1M (2021-03-09 to 2022-03-21)
Form ADVobserved 5 days ago
$3.8B

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:2d33e575-89ea-b017-870b-d1af182999f9
First observed: Apr 2, 2012
Last observed: Mar 31, 2026 5 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

VERATIS ADVISORS, INC.

CRD 117892

CARY, NC

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:2d33e575-89ea-b017-870b-d1af182999f9

Data as of Mar 31, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 6:58 AM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

STEPHEN DREW SIMPSON

n/a

CARY, NC

JASON WILLIAM CARTER

Certified Financial Planner

CARY, NC

DEREK THOMPSON WILLIAMS

Certified Financial Planner

CARY, NC

LIAM BRIAN JOHNSON

n/a

CARY, NC

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

CARTER, JASON, WILLIAM

WEALTH ADVISOR/PARTNER AND CHIEF COMPLIANCE OFFICER

yes

12/2019

Mar 30, 2020

Apr 9, 2024

SIMPSON, STEPHEN, DREW

MANAGING PARTNER

yes

12/2011

Apr 2, 2012

Apr 9, 2024

KAIN, BRYCE, RICHARD

INVESTMENT ANALYST

12/2019

Mar 30, 2020

Apr 9, 2024

RAY, TRINETTE, DUBAY

RETIREMENT PLAN CONSULTANT/PARTNER

12/2021

Mar 21, 2022

Apr 9, 2024

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Mar 31, 2026

$6.0B

$383M

n/a

2024

Mar 31, 2025

$4.5B

$325M

n/a

2023

Mar 28, 2024

$4.4B

$276M

n/a

2022

Mar 30, 2023

$3.7B

$177M

n/a

2021

Mar 21, 2022

$4.0B

$170M

n/a

2020

Mar 9, 2021

$136M

$120M

n/a

2019

Mar 30, 2020

$109M

n/a

2018

Mar 21, 2019

$81.5M

n/a

2017

Mar 8, 2018

$58.5M

n/a

2016

Mar 13, 2017

$22.8M

n/a

2015

Mar 23, 2016

n/a

2014

Mar 10, 2015

n/a

2013

Mar 20, 2014

n/a

2012

Apr 1, 2013

n/a

2011

Apr 2, 2012

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

0.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$6.0B

$4.5B

33.8%

$3.7B

17.6%