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RIA / WealthRegistered adviserinstitutional managerSEC registeredRAUM 100m 1b

TAIBER, KOSMALA & ASSOCIATES, LLC

CRD 161703

CHICAGO, IL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:f211cc1f-73fd-28f8-b528-d887f0721cc0

Data as of Mar 27, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 10:53 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 4
On other graphs: 1
Observed: Jun 18, 2012 to Mar 27, 2026
28 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Allocatorsidentity

Taiber, Kosmala & Associates, LLC

Investment consultant · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: institutional managerderivedprivate_client_share=0.0 fund_share=0.0 institutional_share=1.0 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $717MItem 5.F on the latest filing (2026-03-27); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $717M
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 1
RAUM per advisor: $717Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 18
Advisory employees: 7
Offices: 1Schedule D 1.F, beyond the principal office
Accounts: 16
Individual clients: 0
High net worth clients: 0
Custody, client assets: $717M
SEC number: 801-76838
CRD: 161703
Filings on the tape: 28
First filed: Jun 18, 2012
Latest filed: Mar 27, 2026
Organised: Limited Liability Company, IL
Website: taiberkosmala.com

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
CHRISTOPHER ANDREW HORVATH	n/a	Dunedin, FL \| CHICAGO, IL	0	15	4	no

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
KOSMALA, PHILLIP, JOHN	CHIEF COMPLIANCE OFFICER	D	yes	06/2012	Jun 18, 2012	Mar 19, 2024
TAIBER, JOSEPH, DAVID	Member	D	yes	06/2012	Jun 18, 2012	Mar 19, 2024

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
ADVISOR OS LLC	n/a	Asset manager	$5.1B	Y	yes	n/a

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 27, 2026	$717M	$717M	18	7	1	n/a	n/a
2023	Mar 19, 2024	$114M	$114M	13	13	0	n/a	n/a
2022	Mar 30, 2023	$106M	$106M	13	13	0	n/a	n/a
2021	Mar 30, 2022	$60.9M	$60.9M	11	11	0	n/a	n/a
2020	Mar 31, 2021	$123M	$123M	10	10	0	n/a	n/a
2019	Apr 30, 2020	$137M	$137M	7	6	0	n/a	n/a
2018	Mar 29, 2019	$443M	$443M	7	4	0	n/a	n/a
2017	Mar 31, 2018	$389M	$0	7	4	0	n/a	n/a
2016	Mar 30, 2017	$6.1B	$314M	5	3	n/a	n/a	n/a
2015	Mar 29, 2016	$4.8B	$263M	4	3	n/a	n/a	n/a
2014	Mar 31, 2015	$368M	$368M	7	5	n/a	n/a	n/a
2013	Mar 31, 2014	$285M	$0	6	5	n/a	n/a	n/a
2012	Mar 28, 2013	$215M	$0	5	5	n/a	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
1	0	1	0.0%	0	0	0	1	0

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$717M	n/a	n/a	$106M	89.3%	18	n/a	1	n/a

Relationships

Affiliated with (3)

← TAIKO PRIVATE WEALTHRegistered adviserother investment adviser, control, common control
factForm ADV
← TAIKORegistered adviserother investment adviser, control, common control
factForm ADV
→ TAIKORegistered adviserother investment adviser, control, common control
factForm ADV

Registered with (1)

← CHRISTOPHER ANDREW HORVATHAdvisorregistration: current employment
Jan 1, 2026 to presentfactForm ADV

Controls (2)

← TAIBER, JOSEPH, DAVIDOwnerMEMBER, ownership code D, individual
Jun 18, 2012 to Mar 19, 2024factForm ADV
← KOSMALA, PHILLIP, JOHNOwnerCHIEF COMPLIANCE OFFICER, ownership code D, individual
Jun 18, 2012 to Mar 19, 2024factForm ADV

Dated events

Occurred
Mar 27, 2026
Regulatory AUM changed
Taiber, Kosmala & Associates, Llc reported RAUM $716.7M, up 43% from $499.8M (2025-12-12 to 2026-03-27)
Form ADVobserved 4 days ago
$217M
Occurred
May 1, 2025
Regulatory AUM changed
Taiber, Kosmala & Associates, Llc reported RAUM $499.8M, up 338% from $114.0M (2024-03-19 to 2025-05-01)
Form ADVobserved 4 days ago
$386M
Occurred
Apr 30, 2020
Regulatory AUM changed
Taiber, Kosmala & Associates, Llc reported RAUM $136.8M, down 69% from $443.3M (2019-03-29 to 2020-04-30)
Form ADVobserved 4 days ago
$-307M
Occurred
Jun 18, 2012
First Form ADV filing
Tk Strategic Investment Consultants filed its initial SEC registration (Form ADV)
Form ADVobserved 4 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:f211cc1f-73fd-28f8-b528-d887f0721cc0
First observed: Jun 18, 2012
Last observed: Mar 27, 2026 5 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

TAIBER, KOSMALA & ASSOCIATES, LLC

CRD 161703

CHICAGO, IL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:f211cc1f-73fd-28f8-b528-d887f0721cc0

Data as of Mar 27, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 10:53 PM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

CHRISTOPHER ANDREW HORVATH

n/a

Dunedin, FL | CHICAGO, IL

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

KOSMALA, PHILLIP, JOHN

CHIEF COMPLIANCE OFFICER

yes

06/2012

Jun 18, 2012

Mar 19, 2024

TAIBER, JOSEPH, DAVID

Member

yes

06/2012

Jun 18, 2012

Mar 19, 2024

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

ADVISOR OS LLC

n/a

Asset manager

$5.1B

yes

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Mar 27, 2026

$717M

n/a

2023

Mar 19, 2024

$114M

n/a

2022

Mar 30, 2023

$106M

n/a

2021

Mar 30, 2022

$60.9M

n/a

2020

Mar 31, 2021

$123M

n/a

2019

Apr 30, 2020

$137M

n/a

2018

Mar 29, 2019

$443M

n/a

2017

Mar 31, 2018

$389M

n/a

2016

Mar 30, 2017

$6.1B

$314M

n/a

2015

Mar 29, 2016

$4.8B

$263M

n/a

2014

Mar 31, 2015

$368M

n/a

2013

Mar 31, 2014

$285M

n/a

2012

Mar 28, 2013

$215M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

0.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$717M

n/a

$106M

89.3%

n/a