DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
T•••••• K•••••• • A••••••••• L••
Latest filing Mar 27, 2026
First filing on the tape Jun 18, 2012 · 28 filings
SEC status approved since Jun 29, 2012
RAUM
$717M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
1
registered through the firm on IAPD
RAUM per advisor
$717M
derived; firm RAUM over IAPD count
Employees
18
7 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
0
reported on Schedule D
History
28 filings and snapshots on the tape
RAUM$717M as of Mar 27, 2026
Mar 28, 2013$215M then
HNW client RAUM$0 as of Mar 27, 2026
Mar 31, 2018$0 then
State-registered IARs (5.B.3)3 as of Mar 27, 2026
Mar 28, 20130 then
Employees (5.A)18 as of Mar 27, 2026
Mar 28, 20135 then
Private funds: no history
RAUM n/a over the last fiscal year+89% a year over three
Practice profile
derived from the filing of Mar 27, 2026; every figure names its basis
Archetypes, each a printed rule
- Institutional asset manager · institutional share (pensions, government, insurance, corporations, charities, banks, other advisers) at least 60 percent and private-client share under 20 percent
- ocio institutional a••••••y · selection of other advisers (5.G.7) and institutional share at least 50 percent
- Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
- RAUM per advisor
- $717MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $44.8MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 100%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 18.0derivedItem 5.A over advisors
- Advisors per office
- 0.5derived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- unknownderivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, fixed feesreportedItem 5.E
- Advisory activities
- portfolio management for businesses and institutions, pension consulting, selection of other advisers, otherreportedItem 5.G
- Custody
- $717M, 16 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Charitable organizations$717M100%
- Individual clients
- 0reported
- HNW clients
- 0reported
- Pension plan clients
- 0reported
- Charitable clients
- 16reported
- Accounts
- 16reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $717M for 16 clientsreported
- Compensation
- % of AUM, fixedreported
- Class basis
- private_client_share=0.0 fund_share=0.0 institutional_share=1.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
1 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| C••••••••• A••••• H•••••• | Dunedin, Fl | Jan 1, 2026 | 15 y | 4 |
Advisor movement
0 left, 1 joined in 12 months
net +1 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- C••••••••• A••••• H•••••• from S•••••••• P••••••• G••••• I•••Jan 1, 2026 · RIA to RIA
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- K••••••• P••••••• J••• · Chief Compliance Officercontrolsince 06/2012 · owns 50% to 75%
- T•••••• J•••••• D•••• · Membercontrolsince 06/2012 · owns 50% to 75%
Related persons
Schedule D 7.A
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- custody status changedChange between filings · filing Mar 27, 2026custody of client assets (Item 9.A): no on the filing of 2025-12-12, yes on the filing of 2026-03-27peers: institutional managers, $500M to $1B (71)
What changed
consecutive filings, newest first
- Charity clients · 0 to 16Dec 12, 2025 to Mar 27, 2026
- Advisory employees · 15 to 7Dec 12, 2025 to Mar 27, 2026
- Pension plan clients · 6 to 0Dec 12, 2025 to Mar 27, 2026
- Assets in custody · $500M to $717MDec 12, 2025 to Mar 27, 2026
- Custody of client assets · false to trueDec 12, 2025 to Mar 27, 2026
- Employees · 15 to 18Dec 12, 2025 to Mar 27, 2026
- State-registered IARs · 2 to 3Dec 12, 2025 to Mar 27, 2026
- Other offices · 0 to 1Dec 12, 2025 to Mar 27, 2026
- Discretionary RAUM · $500M to $717MDec 12, 2025 to Mar 27, 2026
- HNW RAUM · $500M to $0Dec 12, 2025 to Mar 27, 2026
- RAUM · $500M to $717MDec 12, 2025 to Mar 27, 2026
- Accounts · 28 to 16Mar 19, 2024 to May 1, 2025
- Advisory employees · 13 to 15Mar 19, 2024 to May 1, 2025
- Assets in custody · $125M to $500MMar 19, 2024 to May 1, 2025
- Employees · 13 to 15Mar 19, 2024 to May 1, 2025
- Financial planning clients · unset to Mar 19, 2024 to May 1, 2025
- Discretionary RAUM · $114M to $500MMar 19, 2024 to May 1, 2025
- HNW RAUM · $114M to $500MMar 19, 2024 to May 1, 2025
- RAUM · $114M to $500MMar 19, 2024 to May 1, 2025
- Accounts · 26 to 28Sep 28, 2023 to Mar 19, 2024
- Discretionary RAUM · $106M to $114MSep 28, 2023 to Mar 19, 2024
- HNW RAUM · $106M to $114MSep 28, 2023 to Mar 19, 2024
- RAUM · $106M to $114MSep 28, 2023 to Mar 19, 2024
- Accounts · 29 to 26Nov 4, 2022 to Mar 30, 2023
- Advisory employees · 11 to 13Nov 4, 2022 to Mar 30, 2023
- Assets in custody · $100M to $125MNov 4, 2022 to Mar 30, 2023
- Employees · 11 to 13Nov 4, 2022 to Mar 30, 2023
- State-registered IARs · 3 to 2Nov 4, 2022 to Mar 30, 2023
- Discretionary RAUM · $60.9M to $106MNov 4, 2022 to Mar 30, 2023
- HNW RAUM · $60.9M to $106MNov 4, 2022 to Mar 30, 2023
- RAUM · $60.9M to $106MNov 4, 2022 to Mar 30, 2023
- Accounts · 52 to 29Mar 31, 2021 to Mar 30, 2022
- Advisory employees · 10 to 11Mar 31, 2021 to Mar 30, 2022
- Pension plan clients · 0 to 6Mar 31, 2021 to Mar 30, 2022
- Assets in custody · unset to 100400500.0Mar 31, 2021 to Mar 30, 2022
- Employees · 10 to 11Mar 31, 2021 to Mar 30, 2022
- Insurance-licensed employees · 0 to 2Mar 31, 2021 to Mar 30, 2022
- State-registered IARs · 1 to 3Mar 31, 2021 to Mar 30, 2022
- Discretionary RAUM · $123M to $60.9MMar 31, 2021 to Mar 30, 2022
- HNW RAUM · $123M to $60.9MMar 31, 2021 to Mar 30, 2022
Signals
4 dated events
- T•••••• K•••••• • A••••••••• L•• reported RAUM $716.7M, up 43% from $499.8M (2025-12-12 to 2026-03-27)Mar 27, 2026 · RAUM change · derived
- T•••••• K•••••• • A••••••••• L•• reported RAUM $499.8M, up 338% from $114.0M (2024-03-19 to 2025-05-01)May 1, 2025 · RAUM change · derived
- T•••••• K•••••• • A••••••••• L•• reported RAUM $136.8M, down 69% from $443.3M (2019-03-29 to 2020-04-30)Apr 30, 2020 · RAUM change · derived
- T• S•••••••• I••••••••• C••••••••• filed its initial SEC registration (Form ADV)Jun 18, 2012 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/taiber-kosmala-and-associates-llcreportedpublic record, Form ADV, Sep 18, 2026
- Website
- taiberkosmala.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 312-300-4781reportedpublic record, Form ADV, Mar 27, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Institutional managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $717Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026