DFX Intelligence

B•••• C••••••••• L•••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)28 years in industry

B•••• C••••••••• L•••

Advisor at U•••••••• F•••••••• A•••••••• L••

ST. LOUIS, MO

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Search this name across graphsid dfx:ria:f219e3e2-b423-46d0-8444-dff9e01d401c

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 1:24 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Sep 24, 2001 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: U•••••••• F•••••••• A•••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jan 1, 1998earliest registration or exam on IAPD
Years in industry: 28derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
U•••••••• F•••••••• A•••••••• L••	Independent wealth	May 11, 2022	n/a	yes	ST. LOUIS, MO	Current employment
P•• A•••••••	Independent wealth	Jan 3, 2022	Aug 10, 2022	no	St. Louis, MO	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
P•• A•••••••	U•••••••• F•••••••• A•••••••• L••	Aug 10, 2022	May 11, 2022	-91	Firm change after gap	RIA to new firm
B••• W••••• A•••••••• I•••	P•• A•••••••	Dec 15, 2021	Jan 3, 2022

Team moves

••• Locked

Team	Left	Joined	From	Kind
173344:318392:MO:2022-08-10	Aug 10, 2022	May 11, 2022	ST LOUIS, MO	Firm change after gap
109867:173344:LA:2021-12-15	Dec 15, 2021	Jan 3, 2022	COVINGTON, LA	Firm change
116386:109867:MO:2015-12-31	Dec 31, 2015	Mar 9, 2015	ST LOUIS, MO	Firm change after gap

Relationships

Registered with (4)

→ U•••••••• F•••••••• A•••••••• L••Registered adviserregistration: current employment
May 11, 2022 to presentfactForm ADV
→ P•• A•••••••Registered adviserregistration: previous registration
Jan 3, 2022 to Aug 10, 2022factForm ADV
→ B••• W••••• A•••••••• I•••Registered adviserregistration: previous registration
Mar 9, 2015 to Dec 15, 2021factForm ADV
→ U•••••••• F•••••••• P••••••• C••••••••• I•••

Dated events

Occurred
Aug 10, 2022
Advisor changed firm
B•••• C••••••••• L••• left P•• A••••••• for U•••••••• F•••••••• A•••••••• L•• (registered 2022-05-11)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:f219e3e2-b423-46d0-8444-dff9e01d401c
First observed: Sep 24, 2001
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.