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C••••••••• N•••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)12 years in industry

C••••••••• N•••••••••

Advisor at V••••••• A•••••••• I•••

MALVERN, PA

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Search this name across graphsid dfx:ria:f221bd95-6e78-c20e-ae60-486b264c29c7

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 11:58 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 3
On other graphs: 0
Observed: Mar 3, 2021 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: V••••••• A•••••••• I•••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Jun 11, 2014earliest registration or exam on IAPD
Years in industry: 12derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
V••••••• A•••••••• I•••	Bd affiliated wealth	Oct 16, 2025	n/a	yes	MALVERN, PA	Current employment
A••••••••• I••••••••• A•••••••	Mixed wealth	Feb 22, 2024	Apr 14, 2025	no	TAMPA, FL\|Wilmington, DE	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
A••••••••• I••••••••• A•••••••	V••••••• A•••••••• I•••	Apr 14, 2025	Oct 16, 2025	185	Firm change	RIA to ibd
T• P•••••• C••••• W••••• L••	A••••••••• I••••••••• A•••••••	Feb 23, 2024	Feb 22, 2024

Relationships

Registered with (4)

→ V••••••• A•••••••• I•••Registered adviserregistration: current employment
Oct 16, 2025 to presentfactForm ADV
→ A••••••••• I••••••••• A•••••••Registered adviserregistration: previous registration
Feb 22, 2024 to Apr 14, 2025factForm ADV
→ T• P•••••• C••••• W••••• L••Registered adviserregistration: previous registration
Oct 12, 2023 to Feb 23, 2024factForm ADV
→ W•••• F•••• A•••••••

Dated events

Occurred
Apr 14, 2025
Advisor changed firm
C••••••••• N••••••••• left A••••••••• I••••••••• A••••••• for V••••••• A•••••••• I••• (registered 2025-10-16)
Form ADVobserved 7 days ago
Occurred
Feb 23, 2024
Advisor changed firm
C••••••••• N••••••••• left T• P•••••• C••••• W••••• L•• for A••••••••• I••••••••• A••••••• (registered 2024-02-22)
Form ADVobserved 7 days ago
Occurred
Oct 12, 2023
Advisor changed firm
C••••••••• N••••••••• left W•••• F•••• A••••••• for T• P•••••• C••••• W••••• L•• (registered 2023-10-12)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:f221bd95-6e78-c20e-ae60-486b264c29c7
First observed: Mar 3, 2021
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.