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N••••• S•••••• V•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)13 years in industry

N••••• S•••••• V•••••

Advisor at W•••• F•••• A•••••••

DENVER, CO | GREENWOOD VILLAGE, CO

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Search this name across graphsid dfx:ria:f22daace-8312-24b5-33fa-311cb1358137

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 3:18 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 0
Observed: Jan 6, 2016 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: W•••• F•••• A•••••••
Current firm class: wirehousederived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jul 10, 2013earliest registration or exam on IAPD
Years in industry: 13derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 1

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
W•••• F•••• A•••••••	Wirehouse	Aug 11, 2022	n/a	yes	DENVER, CO\|DENVER, CO\|GREENWOOD VILLAGE, CO\|GREENWOOD VILLAGE, CO	Current employment
B••••••• I••••••••• S•••••••• I••• •••••	Former SEC adviser	Jan 6, 2016	Mar 28, 2022	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
B••••••• I••••••••• S•••••••• I••• •••••	W•••• F•••• A•••••••	Mar 28, 2022	Aug 11, 2022	136	Firm change	Ibd to wirehouse

Relationships

Registered with (2)

→ W•••• F•••• A•••••••Registered adviserregistration: current employment
Aug 11, 2022 to presentfactForm ADV
→ B••••••• I••••••••• S•••••••• I••• •••••Registered adviserregistration: previous registration
Jan 6, 2016 to Mar 28, 2022factForm ADV

Dated events

Occurred
Mar 28, 2022
Advisor changed firm
N••••• S•••••• V••••• left B••••••• I••••••••• S•••••••• I••• ••••• for W•••• F•••• A••••••• (registered 2022-08-11)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:f22daace-8312-24b5-33fa-311cb1358137
First observed: Jan 6, 2016
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.