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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

CONCORD INVESTMENT COUNSEL

CRD 107901

IRVINE, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:f23b10cb-c70e-3e01-aa4c-3d037d558342

Data as of Jul 21, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 4:36 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 2
On other graphs: 0
Observed: Jul 2, 2012 to Jul 21, 2026
17 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $398MItem 5.F on the latest filing (2026-07-21); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $378M
Private client RAUM: $398MderivedItem 5.D individuals plus high net worth individuals
Private client share: 100%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 4
Advisory employees: 3
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 456
High net worth clients: 207
SEC number: 801-39752
CRD: 107901
Filings on the tape: 17
First filed: Jul 2, 2012
Latest filed: Jul 21, 2026
Organised: Corporation, CA
Website: mitchellanthonycapital.com

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
PLETCHER, MITCHELL, ANTHONY	PRESIDENT/CHIEF COMPLIANCE OFFICER	E	yes	01/1999	Jul 2, 2012	Jul 1, 2024

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2024	Jul 1, 2024	$320M	$315M	4	3	0	n/a	n/a
2023	Jun 28, 2023	$270M	$264M	4	3	0	n/a	n/a
2022	Jun 24, 2022	$320M	$315M	4	3	0	n/a	n/a
2021	Jul 20, 2021	$302M	$297M	4	3	0	n/a	n/a
2020	Aug 4, 2020	$200M	$197M	4	3	0	n/a	n/a
2019	Jul 1, 2019	$231M	$226M	4	3	0	n/a	n/a
2018	Jul 15, 2018	$222M	$218M	5	3	0	n/a	n/a
2017	Jun 8, 2017	$190M	$187M	5	3	n/a	n/a	n/a
2016	Jul 27, 2016	$168M	$163M	5	3	n/a	n/a	n/a
2015	Jul 28, 2015	$179M	$174M	4	2	n/a	n/a	n/a
2014	Jul 1, 2014	$176M	$171M	4	2	n/a	n/a	n/a
2013	Jun 7, 2013	$161M	$157M	4	2	n/a	n/a	n/a
2012	Jul 2, 2012	$155M	$151M	n/a	n/a	n/a	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	1	-1	n/a	0	0	0	0	1

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2024	$398M	$270M	47.6%	$302M	9.6%	4	4	0	0

Relationships

Registered with (1)

← JAMES PATRICK MILLERAdvisorregistration: previous registration
Jul 18, 2025 to Jan 28, 2026factForm ADV

Controls (1)

← PLETCHER, MITCHELL, ANTHONYOwnerPRESIDENT/CHIEF COMPLIANCE OFFICER, ownership code E, individual
Jul 2, 2012 to Jul 1, 2024factForm ADV

Dated events

Occurred
Jan 28, 2026
Advisor changed firm
James Patrick Miller left Concord Investment Counsel for Miller Asset Management Llc (registered 2026-07-14)
Form ADVobserved 5 days ago
Occurred
Jul 20, 2021
Regulatory AUM changed
Concord Investment Counsel reported RAUM $302.5M, up 51% from $200.2M (2021-02-10 to 2021-07-20)
Form ADVobserved 5 days ago
$102M

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:f23b10cb-c70e-3e01-aa4c-3d037d558342
First observed: Jul 2, 2012
Last observed: Jul 21, 2026 2 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

CONCORD INVESTMENT COUNSEL

CRD 107901

IRVINE, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:f23b10cb-c70e-3e01-aa4c-3d037d558342

Data as of Jul 21, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 4:36 AM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

PLETCHER, MITCHELL, ANTHONY

PRESIDENT/CHIEF COMPLIANCE OFFICER

yes

01/1999

Jul 2, 2012

Jul 1, 2024

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2024

Jul 1, 2024

$320M

$315M

n/a

2023

Jun 28, 2023

$270M

$264M

n/a

2022

Jun 24, 2022

$320M

$315M

n/a

2021

Jul 20, 2021

$302M

$297M

n/a

2020

Aug 4, 2020

$200M

$197M

n/a

2019

Jul 1, 2019

$231M

$226M

n/a

2018

Jul 15, 2018

$222M

$218M

n/a

2017

Jun 8, 2017

$190M

$187M

n/a

2016

Jul 27, 2016

$168M

$163M

n/a

2015

Jul 28, 2015

$179M

$174M

n/a

2014

Jul 1, 2014

$176M

$171M

n/a

2013

Jun 7, 2013

$161M

$157M

n/a

2012

Jul 2, 2012

$155M

$151M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

-1

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2024

$398M

$270M

47.6%

$302M

9.6%