DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
C•••••• I••••••••• C••••••
Latest filing Jul 21, 2026
First filing on the tape Jul 2, 2012 · 17 filings
SEC status approved since Sep 4, 1991
RAUM
$398M
reported, Item 5.F
Discretionary
95%
of RAUM
Private clients
100%
$398M individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
4
3 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
17 filings and snapshots on the tape
RAUM$398M as of Jul 21, 2026
Jul 2, 2012$155M then
HNW client RAUM$398M as of Jul 21, 2026
Jul 15, 2018$212M then
State-registered IARs (5.B.3)0 as of Jul 21, 2026
Jun 7, 20130 then
Employees (5.A)4 as of Jul 21, 2026
Jun 7, 20134 then
Private funds: no history
RAUM +48% over the last fiscal year+9.6% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Jul 21, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $1.9MderivedHNW RAUM over HNW clients
- Average account
- $872,567derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 95%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +19%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for individualsreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$398M100%
- Individual clients
- n/areported
- HNW clients
- 207reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 456reported
- Financial planning clients
- 0reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
1 left, 0 joined in 12 months
net -1 in 12 months0 left in 90 days0 joined in 90 days1 left over 36 months
Left, latest
- J•••• P•••••• M••••• to M••••• A•••• M••••••••• L••Jan 28, 2026 · RIA to a state-registered adviser
Joined, latest
none on the tape
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- P•••••••• M•••••••• A•••••• · President/Chief Compliance Officercontrolsince 01/1999 · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Irvine, Ca · principal | 0 | 0 | 1 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 458 to 456Jun 28, 2025 to Jul 21, 2026
- HNW clients · 234 to 207Jun 28, 2025 to Jul 21, 2026
- Discretionary RAUM · $323M to $378MJun 28, 2025 to Jul 21, 2026
- HNW RAUM · $327M to $398MJun 28, 2025 to Jul 21, 2026
- Non-discretionary RAUM · $4.9M to $20.1MJun 28, 2025 to Jul 21, 2026
- RAUM · $327M to $398MJun 28, 2025 to Jul 21, 2026
- Accounts · 473 to 458Jul 1, 2024 to Jun 28, 2025
- HNW clients · 238 to 234Jul 1, 2024 to Jun 28, 2025
- Financial planning clients · 0 to 0Jul 1, 2024 to Jun 28, 2025
- Discretionary RAUM · $315M to $323MJul 1, 2024 to Jun 28, 2025
- HNW RAUM · $320M to $327MJul 1, 2024 to Jun 28, 2025
- Non-discretionary RAUM · $5.1M to $4.9MJul 1, 2024 to Jun 28, 2025
- RAUM · $320M to $327MJul 1, 2024 to Jun 28, 2025
- Accounts · 520 to 473Jun 28, 2023 to Jul 1, 2024
- HNW clients · 274 to 238Jun 28, 2023 to Jul 1, 2024
- Discretionary RAUM · $264M to $315MJun 28, 2023 to Jul 1, 2024
- HNW RAUM · $270M to $320MJun 28, 2023 to Jul 1, 2024
- Non-discretionary RAUM · $5.2M to $5.1MJun 28, 2023 to Jul 1, 2024
- RAUM · $270M to $320MJun 28, 2023 to Jul 1, 2024
- Accounts · 534 to 520Jun 24, 2022 to Jun 28, 2023
- HNW clients · 252 to 274Jun 24, 2022 to Jun 28, 2023
- Discretionary RAUM · $315M to $264MJun 24, 2022 to Jun 28, 2023
- HNW RAUM · $320M to $270MJun 24, 2022 to Jun 28, 2023
- Non-discretionary RAUM · $5.3M to $5.2MJun 24, 2022 to Jun 28, 2023
- RAUM · $320M to $270MJun 24, 2022 to Jun 28, 2023
- Accounts · 539 to 534Jul 20, 2021 to Jun 24, 2022
- Advisory activities · 2 to 1Jul 20, 2021 to Jun 24, 2022
- HNW clients · 254 to 252Jul 20, 2021 to Jun 24, 2022
- Discretionary RAUM · $297M to $315MJul 20, 2021 to Jun 24, 2022
- HNW RAUM · $302M to $320MJul 20, 2021 to Jun 24, 2022
- Non-discretionary RAUM · $5.4M to $5.3MJul 20, 2021 to Jun 24, 2022
- RAUM · $302M to $320MJul 20, 2021 to Jun 24, 2022
- Accounts · 530 to 539Feb 10, 2021 to Jul 20, 2021
- HNW clients · 269 to 254Feb 10, 2021 to Jul 20, 2021
- Financial planning clients · 1-10 to 0Feb 10, 2021 to Jul 20, 2021
- Discretionary RAUM · $197M to $297MFeb 10, 2021 to Jul 20, 2021
- HNW RAUM · $200M to $302MFeb 10, 2021 to Jul 20, 2021
- Non-discretionary RAUM · $2.9M to $5.4MFeb 10, 2021 to Jul 20, 2021
- RAUM · $200M to $302MFeb 10, 2021 to Jul 20, 2021
- Accounts · 544 to 530Jul 1, 2019 to Aug 4, 2020
Signals
2 dated events
- J•••• P•••••• M••••• left C•••••• I••••••••• C•••••• for M••••• A•••• M••••••••• L•• (registered 2026-07-14)Jan 28, 2026 · Advisor changed firm · fact
- C•••••• I••••••••• C•••••• reported RAUM $302.5M, up 51% from $200.2M (2021-02-10 to 2021-07-20)Jul 20, 2021 · RAUM change · derived
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/mitchell-anthony-capital-managementreportedpublic record, Form ADV, Sep 19, 2026
- Website
- macmblog.comreportedpublic record, Form ADV, Sep 19, 2026
- Principal office phone
- 949-852-4100reportedpublic record, Form ADV, Jul 21, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026