DFX Intelligence
Data Factory
Reading the graph
Reading the graph
Advisor at CAPITAL CLIENT GROUP, INC.
LOS ANGELES, CA | Tampa, FL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| CAPITAL CLIENT GROUP, INC. | No RAUM reported | Feb 8, 2019 | n/a | yes | LOS ANGELES, CA|Tampa, FL | Current employment |
| NUVEEN ASSET MANAGEMENT, LLC | Mixed wealth | Sep 1, 2011 | Feb 14, 2018 | no | CHICAGO, IL | Previous registration |
| NUVEEN FUND ADVISORS, LLC | Asset manager | May 27, 2000 | Sep 1, 2011 | no | CHICAGO, IL | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| NUVEEN ASSET MANAGEMENT, LLC | CAPITAL CLIENT GROUP, INC. | Feb 14, 2018 | Feb 8, 2019 | 359 | Firm change | Other |
| NUVEEN FUND ADVISORS, LLC | NUVEEN ASSET MANAGEMENT, LLC | Sep 1, 2011 | Sep 1, 2011 | 0 | Bulk transfer | Other |