DFX Intelligence

D•••• K••• S•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)40 years in industry

D•••• K••• S•••••••

Advisor at A••••••••• F•••••••• S•••••••• L••

Boerne, TX | San Antonio, TX

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Search this name across graphsid dfx:ria:f2410050-be31-167c-bda0-5b3888413e91

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 11:27 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Apr 19, 2005 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: A••••••••• F•••••••• S•••••••• L••
Current firm class: national broker-dealer RIAderived
Book size: not public••• Locked
Industry start: Oct 7, 1985earliest registration or exam on IAPD
Years in industry: 40derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
A••••••••• F•••••••• S•••••••• L••	National bd RIA	Dec 2, 2022	n/a	yes	San Antonio, TX\|Boerne, TX	Current employment
W•••• F•••• A•••••••	Wirehouse	Jan 25, 2013	Dec 7, 2022	no	SAN ANTONIO, TX\|BLOOMINGTON, MN\|SAN ANTONIO, TX

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
W•••• F•••• A•••••••	A••••••••• F•••••••• S•••••••• L••	Dec 7, 2022	Dec 2, 2022	-5	Firm change	Wirehouse to ibd
M••••• S••••••	W•••• F•••• A•••••••	Feb 14, 2013	Jan 25, 2013

Relationships

Registered with (5)

→ A••••••••• F•••••••• S•••••••• L••Registered adviserregistration: current employment
Dec 2, 2022 to presentfactForm ADV
→ W•••• F•••• A•••••••Registered adviserregistration: previous registration
Jan 25, 2013 to Dec 7, 2022factForm ADV
→ M••••• S••••••Registered adviserregistration: previous registration
Jun 1, 2009 to Feb 14, 2013factForm ADV
→ C•••••••• G••••• M•••••• I•••

Dated events

Occurred
Dec 7, 2022
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:f2410050-be31-167c-bda0-5b3888413e91
First observed: Apr 19, 2005
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.