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RIA / WealthAdvisordual registered (broker-dealer)23 years in industry

GISELLE BIRCANN MERCADO

Advisor at BOLTON GLOBAL ASSET MANAGEMENT

MIAMI, FL | BOLTON, MA

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Search this name across graphsid dfx:ria:f24a449c-15db-d755-dcb9-5fb50f78f98e

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 10:54 PM UTC and rebuilt at most every 15 minutes.

Relationships: 10
Dated events: 1
On other graphs: 0
Observed: Mar 11, 2004 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: BOLTON GLOBAL ASSET MANAGEMENT
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Aug 23, 2003earliest registration or exam on IAPD
Years in industry: 23derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 9
Current registrations: 1
Registered states: 1
Exams: S66
First exam: Aug 23, 2003
First registration: Mar 11, 2004
Dual registered: yes, broker-dealer
Other names: GISSELLE D MERCADO|GISSELLE DENISSE MERCADO|GISELLE BIRCANN MERCADO|GISELLE DENISSE BIRCANN MERCADO
IAPD individual key: 4097242

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
BOLTON GLOBAL ASSET MANAGEMENT	Bd affiliated wealth	Aug 15, 2022	n/a	yes	MIAMI, FL\|BOLTON, MA	Current employment
MORA CAPITAL MANAGEMENT, LLC	Independent wealth	Aug 2, 2017	Sep 6, 2022	no	MIAMI, FL	Previous registration
MORGAN STANLEY	Wirehouse	Jan 28, 2016	Apr 20, 2017	no	Coral Gables, FL	Previous registration
WELLS FARGO ADVISORS	Wirehouse	Aug 8, 2013	Oct 21, 2015	no	CORAL GABLES, FL\|MIAMI, FL	Previous registration
UBS FINANCIAL SERVICES INC.	Wirehouse	Jan 1, 2010	Feb 2, 2012	no	MIAMI, FL	Previous registration
UBS INTERNATIONAL INC.	n/a	Aug 23, 2006	Jan 1, 2010	no	MIAMI, FL	Previous registration
ATLAS ONE FINANCIAL ADVISORS, LLC	Former SEC adviser	May 23, 2006	Jul 10, 2006	no	MIAMI, FL	Previous registration
BANC OF AMERICA INVESTMENT SERVICES, INC.	n/a	Feb 23, 2005	Apr 20, 2006	no	MIAMI, FL\|MIAMI, FL	Previous registration
CITIGROUP GLOBAL MARKETS INC.	Bd affiliated wealth	Sep 10, 2004	Jan 10, 2005	no	MIAMI , FL	Previous registration
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	Mar 11, 2004	Sep 21, 2004	no	MIAMI, FL	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
MORA CAPITAL MANAGEMENT, LLC	BOLTON GLOBAL ASSET MANAGEMENT	Sep 6, 2022	Aug 15, 2022	-22	Firm change	RIA to RIA
MORGAN STANLEY	MORA CAPITAL MANAGEMENT, LLC	Apr 20, 2017	Aug 2, 2017	104	Firm change	Other
WELLS FARGO ADVISORS	MORGAN STANLEY	Oct 21, 2015	Jan 28, 2016	99	Firm change	Wirehouse to wirehouse
UBS FINANCIAL SERVICES INC.	WELLS FARGO ADVISORS	Feb 2, 2012	Aug 8, 2013	553	Firm change after gap	Wirehouse to wirehouse
UBS INTERNATIONAL INC.	UBS FINANCIAL SERVICES INC.	Jan 1, 2010	Jan 1, 2010	0	Bulk transfer	Other
ATLAS ONE FINANCIAL ADVISORS, LLC	UBS INTERNATIONAL INC.	Jul 10, 2006	Aug 23, 2006	44	Firm change	Other
BANC OF AMERICA INVESTMENT SERVICES, INC.	ATLAS ONE FINANCIAL ADVISORS, LLC	Apr 20, 2006	May 23, 2006	33	Firm change	Other
CITIGROUP GLOBAL MARKETS INC.	BANC OF AMERICA INVESTMENT SERVICES, INC.	Jan 10, 2005	Feb 23, 2005	44	Firm change	Other
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	CITIGROUP GLOBAL MARKETS INC.	Sep 21, 2004	Sep 10, 2004	-11	Firm change	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
19616:149777:FL:2015-10-20	Oct 21, 2015	Jan 28, 2016	MIAMI, FL	Firm change

Relationships

Registered with (10)

→ BOLTON GLOBAL ASSET MANAGEMENTRegistered adviserregistration: current employment
Aug 15, 2022 to presentfactForm ADV
→ MORA CAPITAL MANAGEMENT, LLCRegistered adviserregistration: previous registration
Aug 2, 2017 to Sep 6, 2022factForm ADV
→ MORGAN STANLEYRegistered adviserregistration: previous registration
Jan 28, 2016 to Apr 20, 2017factForm ADV
→ WELLS FARGO ADVISORSRegistered adviserregistration: previous registration
Aug 8, 2013 to Oct 21, 2015factForm ADV
→ UBS FINANCIAL SERVICES INC.Registered adviserregistration: previous registration
Jan 1, 2010 to Feb 2, 2012factForm ADV
→ UBS INTERNATIONAL INC.Registered adviserregistration: previous registration
Aug 23, 2006 to Jan 1, 2010factForm ADV
→ ATLAS ONE FINANCIAL ADVISORS, LLCRegistered adviserregistration: previous registration
May 23, 2006 to Jul 10, 2006factForm ADV
→ BANC OF AMERICA INVESTMENT SERVICES, INC.Registered adviserregistration: previous registration
Feb 23, 2005 to Apr 20, 2006factForm ADV
→ CITIGROUP GLOBAL MARKETS INC.Registered adviserregistration: previous registration
Sep 10, 2004 to Jan 10, 2005factForm ADV
→ MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDRegistered adviserregistration: previous registration
Mar 11, 2004 to Sep 21, 2004factForm ADV

Dated events

Occurred
Sep 6, 2022
Advisor changed firm
Giselle Bircann Mercado left Mora Capital Management, Llc for Bolton Global Asset Management (registered 2022-08-15)
Form ADVobserved 4 days ago