DFX Intelligence

S••• E•••••• A••••••••• I•••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserIndependent wealth managerSEC registeredRAUM 100m 1b

S••• E•••••• A••••••••• I•••

CRD 121356

CRANFORD, NJ

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Data as of Feb 19, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 10:04 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 2
On other graphs: 0
Observed: Nov 22, 2011 to Feb 19, 2026
23 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $186M••• Locked
Discretionary RAUM: $186M
Private client RAUM: $186Mderived••• Locked
Private client share: 100%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 2
RAUM per advisor: $92.9Mderived

Advisors on IAPD

••• Locked

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
S•••••• F••• E••••••	n/a	CRANFORD, NJ	14	30	1	no
J••• C•••• Z•••••••	Certified Financial Planner\|Chartered Financial Analyst	CRANFORD, NJ	10	19

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
Z•••••••• J•••• C••••	PRESIDENT, SECRETARY, TREASURER (12/2023) AND CHIEF COMPLIANCE OFFICER	E	yes	07/2017	Jun 26, 2018	Mar 5, 2024

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025

Advisor flows

••• Locked

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	0	0

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$186M	$170M	9.6%	$136M	10.9%	2	2	0	0

Relationships

Registered with (2)

← J••• C•••• Z•••••••Advisorregistration: current employment
Jul 19, 2016 to presentfactForm ADV
← S•••••• F••• E••••••Advisorregistration: previous registration
Nov 13, 2002 to Aug 19, 2011factForm ADV

Controls (1)

← Z•••••••• J•••• C••••OwnerPRESIDENT, SECRETARY, TREASURER (12/2023) AND CHIEF COMPLIANCE OFFICER, ownership code E, individual
Jun 26, 2018 to Mar 5, 2024factForm ADV

Dated events

Order

Occurred
23 Jan 2024
Control person left
••• Locked
Form ADV
Occurred
26 Jun 2018
First Form ADV filing
••• Locked
Form ADV

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Nov 22, 2011
Last observed: Feb 19, 2026 7 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.